Steven Andrew Cohen
Professional Summary
Steven Andrew Cohen, who also goes by Steve Cohen, is a registered financial advisor currently at NH INVESTMENT & SECURITIES AMERICA, INC. located in New York, New York and FARTHER SECURITIES, LLC located in New York, New York. Steven is registered as a RR (Registered Representative) and started their career in finance in 1992. Steven has worked at 15 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, Series 57TO, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steve Cohen
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
FARTHER SECURITIES, LLC
Contact Information
Main Address
300 Vesey St 9th Floor, New York, NY 10282Mailing Address
300 Vesey St 9th Floor, New York, NY 10282Phone Number
(332) 296-9954Established
Delaware since 09/11/2025Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/4/2025)
(9/15/2025)
(8/29/2025)
(8/1/2025)
(8/1/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Mar 1996SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Andrew Cohen's CRS (Customer Relationship Summary).
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