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Vincent Stanley Sbarra

CRD# 2216872·Registered 1992 - 2015
Previously Registered: Being a previously registered professional could mean that Vincent is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Vincent Stanley Sbarra, who also goes by VInce Sbarra, was a registered financial advisor. Vincent was a previously registered financial professional and started their career in finance 1992 - 2015. Vincent had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vince Sbarra

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

STREETCAPITAL, INC·CRD# 104034
BD
Roswell, GA
June 1, 2001 - November 5, 2015
VFINANCE CAPITAL LC·CRD# 46528
BD
New York, NY
January 14, 2000 - June 28, 2001
FIRST ATLANTA SECURITIES, LLC·CRD# 18200
BD
Destin, FL
June 18, 1999 - December 21, 1999
JWGENESIS SECURITIES, INC.·CRD# 33832
BD
Boca Raton, FL
November 22, 1995 - June 21, 1999
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
May 6, 1992 - December 5, 1995

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Current Firm

SI
STREETCAPITAL, INC

DAT-TRADING.COM | STREETCAPITAL, INC. | STREETCAPITAL, INC | HYPERION PARTNERS CORP. | HPC CAPITAL MANAGEMENT CORP.

CRD#: 104034 / SEC#: 8-52518
BD
Terminated by SEC on 11/13/2015

Contact Information

Established

California since 11/17/1999

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
SBARRA, VINCENT STANLEYPRESIDENT/CHIEF COMPLIANCE OFFICER, SHAREHOLDER2216872
CORBMAN, BRIAN MICHAELASSISTANT CHIEF COMPLIANCE OFFICER,SECRETARY, SHAREHOLDER4296565
HUDSON PARTNERS, LLCSHAREHOLDER—
FISCHER, KAREN ZILLIAFIN OP1708090

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2003About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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