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KF

Karen Zillia Fischer

CRD# 1708090·Registered 1988 - 2019
Previously Registered: Being a previously registered professional could mean that Karen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Karen Zillia Fischer, who also goes by Karen Zilla Fischer, was a registered financial advisor. Karen was a previously registered financial professional and started their career in finance 1988 - 2019. Karen had worked at 36 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Karen Zilla Fischer

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

PLURIS CAPITAL GROUP, INC.·CRD# 30811
BD
Brooklyn, NY
March 21, 2019 - November 7, 2019
PLURIS CAPITAL GROUP, INC.·CRD# 30811
BD
Brooklyn, NY
November 29, 2016 - December 5, 2018
IQ CAPITAL (USA) LLC·CRD# 283405
BD
New York, NY
July 18, 2016 - February 5, 2020
KENSINGTON CAPITAL CORP.·CRD# 1742
BD
Brooklyn, NY
January 26, 2016 - January 10, 2022
NOVA CAPITAL SOLUTIONS, LLC·CRD# 174636
BD
Pompano Beach, FL
January 15, 2016 - February 2, 2022
M BARC INVESTMENT GROUP, INC.·CRD# 41082
BD
Middleton, WI
August 5, 2015 - November 9, 2020
ZEUS FINANCIAL, LLC·CRD# 18192
BD
Boca Raton, FL
July 31, 2015 - November 13, 2018
STREETCAPITAL, INC·CRD# 104034
BD
Roswell, GA
July 22, 2015 - November 5, 2015
G&L PARTNERS, INC.·CRD# 129605
BD
Sea Cliff, NY
May 4, 2015 - November 27, 2017
ESSEX SECURITIES LLC·CRD# 46605
BD
Jersey City, NJ
August 26, 2014 - July 7, 2015
LEXINGTON PARK CAPITAL MARKETS, LLC·CRD# 158815
BD
Orlando, FL
May 7, 2014 - April 6, 2022
INTERCOASTAL CAPITAL MARKETS, INC.·CRD# 83
BD
Boca Raton, FL
January 28, 2014 - January 5, 2022
CAROLINA MUNICIPAL SECURITIES, INC.·CRD# 36497
BD
Columbia, SC
August 3, 2012 - March 7, 2013
TRADESPOT MARKETS INC.·CRD# 29683
BD
Davie, FL
July 29, 2011 - May 4, 2017
BG STRATEGIC ADVISORS LLC·CRD# 124448
BD
West Palm Beach, FL
March 7, 2011 - October 31, 2019
BULLTICK INVESTMENTS, LLC·CRD# 139981
BD
Miami, FL
January 24, 2008 - April 18, 2008
QUANTUM CAPITAL, LLC·CRD# 143530
BD
Durham, NC
July 17, 2007 - January 20, 2022
JW RICHARDS, INC·CRD# 42763
BD
Longwood, FL
March 7, 2007 - April 23, 2007
NORTH AMERICAN CLEARING, INC.·CRD# 39118
BD
Longwood, FL
March 6, 2007 - April 25, 2007
CATO CAPITAL, LLC·CRD# 133142
BD
New York, NY
July 20, 2005 - December 15, 2014
SKYEBANC, INC.·CRD# 44164
BD
Deerfield Beach, FL
January 19, 2005 - November 10, 2010
PRINCIPLED ADVISORS, INC.·CRD# 131345
BD
Staten Island, NY
September 1, 2004 - March 2, 2009
TRADERIGHT SECURITIES, INC.·CRD# 45598
BD
Lockport, IL
April 8, 2004 - June 21, 2004
INVESTMENT COUNSELING, INC.·CRD# 44230
BD
Ft Lauderdale, FL
September 17, 2002 - March 28, 2003
STREETCAPITAL, INC·CRD# 104034
BD
Roswell, GA
June 1, 2001 - November 20, 2001
DISCOVERY CAPITAL GROUP·CRD# 29355
BD
Coral Springs, FL
June 20, 2000 - April 10, 2002
ASHTON-CLAYTON FINANCIAL GROUP, LLC·CRD# 103720
BD
Staten Island, NY
June 7, 2000 - December 7, 2004
HUNTER SCOTT FINANCIAL LLC.·CRD# 45559
BD
Delray Bh, FL
January 12, 1999 - July 24, 2014
ASG SECURITIES, INC.·CRD# 44534
BD
Ft. Lauderdale, FL
September 11, 1998 - May 26, 2000
FRANKLIN ROSS, INC.·CRD# 43610
BD
Boca Raton, FL
March 20, 1998 - June 27, 2007
KERSEY, SCILLIA, FORSTER AND BROOKS, INC.·CRD# 41837
BD
Ft. Lauderdale, FL
June 5, 1997 - August 21, 2002
CAPTRUST SECURITIES CORPORATION·CRD# 35719
BD
Greenville, SC
November 12, 1996 - October 30, 1997
SOUTHERN FINANCIAL GROUP, INC.·CRD# 16714
BD
Columbia, SC
April 19, 1996 - November 13, 1996
CAPTRUST SECURITIES CORPORATION·CRD# 35719
BD
Greenville, SC
April 15, 1994 - April 19, 1996
FLORIDA FINANCIAL CENTERS, INC.·CRD# 30058
BD
September 21, 1992 - November 7, 1996
EMPIRE FINANCIAL GROUP, INC.·CRD# 28759
BD
Longwood, FL
May 11, 1992 - July 20, 1992
MORGAN GLADSTONE & CO. INC.·CRD# 17062
BD
February 13, 1990 - May 29, 1990
ALISON, BAER SECURITIES INC.·CRD# 11808
BD
June 23, 1989 - October 26, 1989
COMMVEST SECURITIES,INC.·CRD# 13500
BD
January 13, 1988 - June 26, 1989

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Current Firm

PC
PLURIS CAPITAL GROUP, INC.

J.H. LILLIAN SECURITIES CORP. | PLURIS CAPITAL GROUP, INC.

CRD#: 30811 / SEC#: 8-45179
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

204 East 3rd Street, Brooklyn, NY 11218

Mailing Address

204 E. 3rd Street, Brooklyn, NY 11218

Phone Number

(917) 304-3325

Established

New York since 09/08/1992

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MJS CAPITAL ACQUISTION PARTNERS, LLC100% SHAREHOLDER—
FLETCHER, JOHNCEO/CCO/COO/FINANCIAL AND OPERATIONS PRINCIPAL2750926

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1990About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1989About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Feb 1990About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 1988About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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