John M. Weller
Professional summary
John Morris Weller, CFP®, who also goes by Jm Weller, John M Weller, John Weller, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Southlake, Texas and CETERA WEALTH SERVICES, LLC located in Southlake, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. John has worked at 10 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Morris Weller's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
September 6, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1560 E Southlake Blvd Ste 100, Southlake, TX 76092September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1560 E Southlake Blvd Suite 100, Southlake, TX 76092February 7, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
June 30, 2023 - September 8, 2025
AVANTAX ADVISORY SERVICES
April 28, 2020 - October 6, 2023
CS PLANNING CORP
July 13, 2018 - April 27, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 15, 2000 - July 13, 2018
STRATEGIC ADVISERS LLC
March 3, 1998 - April 24, 2020
FIDELITY BROKERAGE SERVICES LLC
November 1, 1996 - February 27, 1998
FIDELITY DISTRIBUTORS COMPANY LLC
March 2, 1992 - August 3, 1992
WOODBURY FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2025)
(9/6/2025)
Exams
Series 7TO
Date: 1/27/2024
General Securities Representative ExaminationSeries 6TO
Date: 1/27/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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