Seth Jonathan Gersch
Professional Summary
Seth Jonathan Gersch is a registered financial advisor currently at ZANBATO SECURITIES LLC located in Mountain View, California. Seth is registered as a RR (Registered Representative) and started their career in finance in 1971. Seth has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 5, Series 000, Series 1, Series 24, Series 4 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
55 years in the financial services industry
Current & Past Employments
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Current Firm
ZANBATO SECURITIES LLC
Contact Information
Main Address
711 / 715 N. Shoreline Blvd., Mountain View, CA 94043Mailing Address
711 / 715 N. Shoreline Blvd., Mountain View, CA 94043Phone Number
(650) 557-2333Established
Delaware since 06/17/2015Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/20/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Mar 1982Series 000 — General Securities Principal Examination
Passed Apr 1971Series 1 — Registered Representative Examination
Passed Apr 1971Series 40 — Registered Principal Examination
Passed Oct 1976SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Seth Jonathan Gersch's CRS (Customer Relationship Summary).
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