Brian F. Mclarney

MERRIMACK VALLEY FINANCIAL ADVISORS

CHELMSFORD, MA 01824

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CRD#: 2213053

Professional summary

Brian Francis Mclarney is a registered financial advisor currently at MERRIMACK VALLEY FINANCIAL ADVISORS, INC. located in Chelmsford, Massachusetts and PURSHE KAPLAN STERLING INVESTMENTS located in Chelmsford, Massachusetts.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Brian has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)MCLARNEY & COMPANY CPA FIRM, 6 COURTHOUSE LANE, CHELMSFORD, MA 01824, PRESIDENT AND 100% SHAREHOLDER, EXECUTIVE DUTIES, 4HOURS A DAY, NOT INVEST-RELATED. (2) MERRIMACK VALLEY FINANCIAL ADVISORS, INC., 6 COURTHOUSE LANE, CHELMSFORD MA 01824, PRESIDENT AND 100% SHAREHOLDER, RIA & FINANCIAL PLANNING ACTIVITIES, EXECUTIVE DUTIES, 4HOURS A DAY, THIS IS INVEST-RELATED. (3) FIXED INS SALES, 6 COURTHOUSE LANE, CHELMSFORD MA. SALE OF FIXED INS ONLY. INDEPENDENT INS AGENT. 1996. APPROX 5 HRS/MTH. NONE DURING TRADING HRS. DIRECT SALES OF PRODUCTS TO CLIENTS/CUSTOMERS. (4) ONE TREMONT REALTY, LLC. NOT INVESTMENT-RELATED. LOCATED AT 1 TREMONT ST, CONCORD, NH. RENTAL REALT ESTATE. MANAGER. START: 09/2007. 2 HR/MONTH; NONE DURING TRADING HOURS. COLLECT RENT AND PAY MONTHLY BILLS IF ANY. (5) BM RELATY TRUST. NOT INVESTMENT-RELATED. LOCATED AT 6 COURTHOUSE LANE, CHELMSFORD, NH. RENTAL REAL ESTATE. TRUSTEE. START: 06/1993. 2 HR/MONTH; NONE DURING TRADING HOURS. COLLECT RENT AND PAY MONTHLY BILLS IF ANY.

Blog Corner

CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 1998 - Present

MERRIMACK VALLEY FINANCIAL ADVISORS, INC.

Office #1: 6 Courthouse Lane Unit 15, Chelmsford, MA 01824

RIA

CRD#: 124048

CHELMSFORD, MA

Current

April 25, 2003 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 6 Courthouse Lane Unit 15, Chelmsford, MA 01842

CRD#: 35747

Chelmsford, MA

Past

March 22, 2000 - March 21, 2003

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

February 1, 1999 - December 31, 1999

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

June 21, 1996 - December 31, 1998

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

February 6, 1995 - June 21, 1996

TRUSTED SECURITIES ADVISORS CORP.

CRD#: 24049

NEW YORK, NY

Past

July 2, 1992 - January 10, 1995

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/9/2023)

Connecticut
(8/9/2023)

Florida
(8/9/2023)

Maine
(8/9/2023)

IAR

Massachusetts
(9/18/1998)

Massachusetts
(4/25/2003)

New Hampshire
(4/25/2003)

IAR

New Hampshire
(3/1/2005)

South Carolina
(8/9/2023)

Wisconsin
(8/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/11/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/28/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/26/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

MERRIMACK VALLEY FINANCIAL ADVISORS, INC.

CRD#: 124048 / SEC#:

Massachusetts

Registered Investment Advisory firm - (9/18/1998 Approved)

New Hampshire

Registered Investment Advisory firm - (2/25/2005 Approved)

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Contact information

Main Address

6 Courthouse Lane Unit 15, Chelmsford, MA 01824

Mailing Address

Phone number

(978) 453-2222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	246
AUM (Assets Under Management)	$ 45,875,015

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Brian F. Mclarney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Francis Mclarney's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

TRANSAMERICA FINANCIAL ADVISORS, LLC

LEGACY FINANCIAL SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRUSTED SECURITIES ADVISORS CORP.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/11/1998

Series 63

Date: 4/28/1992

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 6

Date: 5/26/1992

FINRA

Current Firm

MERRIMACK VALLEY FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MERRIMACK VALLEY FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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