Simon R. Hoyle
Professional summary
Simon Richard Hoyle, who also goes by Simon R Hoyle, is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Woodbury, New York.
Simon is registered as a RR (Registered Representative) and started their career in finance in 1992. Simon has worked at 7 firms and has passed the Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Simon Richard Hoyle's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2025 - Present
VANDERBILT SECURITIES, LLC
Office #1: 125 Froehlich Farm Blvd., Woodbury, NY 11797September 18, 2020 - November 30, 2020
SECURITIES AMERICA, INC.
May 12, 2016 - September 18, 2020
SECURITIES SERVICE NETWORK, LLC
November 14, 2013 - December 1, 2015
KESTRA INVESTMENT SERVICES, LLC
February 8, 2007 - October 28, 2013
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 5, 2004 - October 31, 2006
NEXT FINANCIAL GROUP, INC.
May 20, 1992 - September 27, 2002
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 7/4/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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