Paul F. Eisenhardt
Professional summary
Paul Francis Eisenhardt, CIMA® is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Exton, Pennsylvania.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1992. Paul has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Francis Eisenhardt's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2021 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
February 7, 2011 - May 27, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
April 1, 2008 - January 11, 2011
GE INVESTMENT DISTRIBUTORS, INC
October 1, 2003 - September 25, 2007
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
November 4, 2002 - September 1, 2004
LIGHTHOUSE ASHLAND INVESTMENTS
June 7, 2002 - July 8, 2003
BNY MELLON SECURITIES CORPORATION
January 4, 2000 - July 8, 2003
BNY MELLON SECURITIES CORPORATION
July 31, 1997 - December 2, 1999
KESTRA INVESTMENT SERVICES, LLC
March 17, 1992 - November 22, 1995
T.H.E. FINANCIAL GROUP, LTD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2021)
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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