James W. Gerard
Professional summary
James Watson Gerard, who also goes by James Watson Gerard III, James Gerard, Jamie Gerard, is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.
James is registered as a RR (Registered Representative) and started their career in finance in 1994. James has worked at 6 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Watson Gerard's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2020 - Present
GT SECURITIES, INC.
Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094January 27, 2010 - June 29, 2020
NORTH SEA SECURITIES L.P.
September 5, 2008 - September 17, 2009
MAHLER & EMERSON INC.
February 8, 2005 - December 31, 2009
JUNIPER CAPITAL GROUP, LLC
January 5, 2005 - March 7, 2005
ADIRONDACK CAPITAL PARTNERS, INC.
February 23, 1994 - October 12, 1998
TOCQUEVILLE SECURITIES L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2020)
(12/18/2020)
(7/6/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 2
Date: 2/7/1992
Non-Member General Securities ExaminationFINRA
Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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