William T. Scull
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Trent Scull, who also goes by Trent Scull, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1992. William had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2020 - June 23, 2020
MEMPHIS CAPITAL
October 15, 2018 - March 4, 2019
HILLTOP SECURITIES INC.
February 22, 2017 - October 17, 2018
CREWS & ASSOCIATES, INC.
November 25, 2014 - December 12, 2016
WELLS FARGO SECURITIES, LLC
October 14, 2009 - December 4, 2014
ROBERT W. BAIRD & CO. INCORPORATED
October 23, 2007 - September 3, 2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 26, 2006 - October 9, 2007
RBC CAPITAL MARKETS, LLC
July 20, 2005 - May 26, 2006
FHN FINANCIAL SECURITIES CORP.
August 24, 1998 - July 29, 2005
RBC CAPITAL MARKETS, LLC
July 2, 1996 - August 26, 1998
NBC CAPITAL MARKETS GROUP, INC.
September 29, 1995 - June 18, 1996
MERIDIAN SECURITIES, INC.
May 12, 1995 - May 31, 1995
VINING-SPARKS IBG, LLC
January 27, 1992 - March 17, 1995
NBC CAPITAL MARKETS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MEMPHIS CAPITAL
CRD#: 8564 / SEC#: , 8-34927
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HANOVER SECURITIES, LLC | OWNER | |
| MARY WELLS QTIP TRUST / MARY LOUISE NAKAE (WELLS) TRUSTEE | OWNER | |
| GOODWIN, CASEY DOUGLAS | PRESIDENT/CEO | 6808410 |
| HANOVER, JOHN DAVID | GENERAL COUNSEL | 6011724 |
| MUNSELL, JACOB DAVID | OFFICER | 6904915 |
| NAKAE, MARY LOUISE | OWNER/TRUSTEE | 1923430 |
| PARATORE, JACK ANTHONY | CCO | 356248 |
| RODRIGUEZ, AARON NETZAHUALCOYOTL | FINOP & CFO | 5421965 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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