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William Trent Scull

CRD# 2211164·Registered 1992 - 2020
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Trent Scull, who also goes by Trent Scull, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1992 - 2020. William had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Trent Scull

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

MEMPHIS CAPITAL·CRD# 8564
BD
Memphis, TN
January 24, 2020 - June 23, 2020
HILLTOP SECURITIES INC.·CRD# 6220
BD
Memphis, TN
October 15, 2018 - March 4, 2019
CREWS & ASSOCIATES, INC.·CRD# 8052
BD
Memphis, TN
February 22, 2017 - October 17, 2018
WELLS FARGO SECURITIES, LLC·CRD# 126292
BD
Memphis, TN
November 25, 2014 - December 12, 2016
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Memphis, TN
October 14, 2009 - December 4, 2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
Memphis, TN
October 23, 2007 - September 3, 2009
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
Memphis, TN
May 26, 2006 - October 9, 2007
FHN FINANCIAL SECURITIES CORP.·CRD# 46346
BD
Memphis, TN
July 20, 2005 - May 26, 2006
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
August 24, 1998 - July 29, 2005
NBC CAPITAL MARKETS GROUP, INC.·CRD# 18229
BD
Memphis, TN
July 2, 1996 - August 26, 1998
MERIDIAN SECURITIES, INC.·CRD# 16468
BD
September 29, 1995 - June 18, 1996
VINING-SPARKS IBG, LLC·CRD# 27502
BD
Memphis, TN
May 12, 1995 - May 31, 1995
NBC CAPITAL MARKETS GROUP, INC.·CRD# 18229
BD
Memphis, TN
January 27, 1992 - March 17, 1995

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Current Firm

MC
MEMPHIS CAPITAL

HANOVER SECURITIES | STONEWALL INVESTMENTS, INC. | STONEWALL INVESTMENTS TENNESSEE INC. | MEMPHIS CAPITAL | INVESTMENT SPECIALISTS COMPANY | INVESTMENT SPECIALISTS CO., INC.

CRD#: 8564 / SEC#: 8-34927
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

6410 Poplar Avenue Suite 500, Memphis, TN 38119

Mailing Address

6410 Poplar Ave., Suite 320 Suite 320, Memphis, TN 38119

Phone Number

(901) 261-5950

Established

Indiana since 10/08/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HANOVER SECURITIES, LLCOWNER—
MARY WELLS QTIP TRUST / MARY LOUISE NAKAE (WELLS) TRUSTEEOWNER—
GOODWIN, CASEY DOUGLASPRESIDENT/CEO6808410
HANOVER, JOHN DAVIDGENERAL COUNSEL6011724
MUNSELL, JACOB DAVIDOFFICER6904915
NAKAE, MARY LOUISEOWNER/TRUSTEE1923430
PARATORE, JACK ANTHONYCCO356248
RODRIGUEZ, AARON NETZAHUALCOYOTLFINOP & CFO5421965

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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