Jose Carlos Perez-vega
Professional Summary
Jose Carlos Perez-vega, who also goes by Perezvega Jose, Jose Carlos Perezvega, is a registered financial advisor currently at SOUTH STREET SECURITIES LLC located in New York, New York. Jose is registered as a RR (Registered Representative) and started their career in finance in 1992. Jose has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Perezvega Jose, Jose Carlos Perezvega
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
SOUTH STREET SECURITIES LLC
Contact Information
Main Address
1155 Sixth Ave 14th Floor, New York, NY 10036Mailing Address
1155 Sixth Ave 14th Floor, New York, NY 10036Phone Number
(212) 824-0738Established
Delaware since 03/01/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/11/2006)
(11/22/2006)
(5/11/2006)
(6/22/2007)
(10/31/2005)
(7/10/2006)
(10/31/2005)
(5/11/2006)
(10/31/2005)
(10/31/2005)
(11/22/2006)
(12/8/2006)
(7/10/2006)
(10/31/2005)
(8/15/2006)
(5/11/2006)
(9/20/2006)
(7/10/2006)
(7/10/2006)
(1/11/2007)
(10/31/2005)
(10/31/2005)
(7/10/2006)
(7/10/2006)
(10/31/2006)
(9/5/2006)
(7/10/2006)
(9/19/2006)
(5/11/2006)
(5/11/2006)
(10/31/2005)
(3/1/2007)
(10/31/2005)
(11/1/2005)
(11/28/2006)
(5/11/2006)
(5/11/2006)
(7/19/2006)
(10/31/2005)
(1/4/2007)
(11/15/2006)
(5/11/2006)
(7/10/2006)
(5/18/2006)
(5/11/2006)
(10/31/2005)
(12/18/2006)
(5/19/2021)
(10/31/2005)
(5/11/2006)
(10/31/2006)
(5/11/2006)
(9/6/2006)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jose Carlos Perez-vega's CRS (Customer Relationship Summary).
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