Glen Francis Garofalo
Professional Summary
Glen Francis Garofalo, who also goes by Glen Garofalo, is a registered financial advisor currently at DLCC PRIME located in Jersey City, New Jersey. Glen is registered as a RR (Registered Representative) and started their career in finance in 1998. Glen has worked at 5 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Glen Garofalo
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
DLCC PRIME
Contact Information
Main Address
111 Town Square Place Suite 1203, Jersey City, NJ 07310Mailing Address
111 Town Square Place Suite 1203, Jersey City, NJ 07310Phone Number
(201) 621-0940Established
New Jersey since 01/26/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Glen Francis Garofalo's CRS (Customer Relationship Summary).
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