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John Matthew Creighton

WAVECREST SECURITIES
BRENTWOOD, TN
·CRD# 1909492·37 years experience

Professional Summary

John Matthew Creighton is a registered financial advisor currently at WAVECREST SECURITIES LLC located in Brentwood, Tennessee and RISEVEST FINANCIAL SECURITIES LIMITED located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1988. John has worked at 11 firms and has passed the Series 63, SIE, Series 99TO, Series 7 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

WAVECREST SECURITIES LLC·CRD# 160135
BD
205 Powell Place, Brentwood, TN 37027
May 18, 2016 - Present
RISEVEST FINANCIAL SECURITIES LIMITED·CRD# 151120
BD
100 Church Street 8th Floor Suite 804, New York, NY, 10007
June 10, 2016 - Present
DLCC PRIME·CRD# 312753
BD
111 Town Square Place, Suite 1203, Jersey City, NJ 07310
September 21, 2022 - Present
AQ TECHNOLOGY PARTNERS LLC·CRD# 304996
BD
Redwood City, CA
March 26, 2020 - November 18, 2022
SPRINKLEBROKERAGE, INC.·CRD# 285216
BD
San Diego, CA
May 16, 2017 - April 2, 2019
ETFMG FINANCIAL LLC·CRD# 284172
BD
Summit, NJ
February 27, 2017 - January 16, 2020
LOCKEBRIDGE PARTNERS, INC·CRD# 143163
BD
Woburn, MA
November 18, 2014 - February 14, 2019
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
January 21, 1994 - April 14, 1994
FLAGSHIP SECURITIES, INC.·CRD# 7123
BD
Syracuse, NY
January 21, 1991 - January 28, 1992
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
June 17, 1989 - October 19, 1989
L.M. BASS SECURITIES, INC.·CRD# 22641
BD
December 20, 1988 - April 25, 1989

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Current Firm

DP
DLCC PRIME

DLCC PRIME

CRD#: 312753 / SEC#: 8-70716
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

111 Town Square Place Suite 1203, Jersey City, NJ 07310

Mailing Address

111 Town Square Place Suite 1203, Jersey City, NJ 07310

Phone Number

(201) 621-0940

Established

New Jersey since 01/26/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DIGITAL PRIME TECHNOLOGIES, LLCOWNER—
CREIGHTON, JOHN MATTHEWFINOP1909492
GAROFALO, GLEN FRANCISPRINCIPAL2208570
SHERRY, ROBERT JAMESPRESIDENT & CHIEF COMPLIANCE OFFICER1418724

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7 — General Securities Representative Examination

Passed Dec 1988About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 2014About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Matthew Creighton's CRS (Customer Relationship Summary).

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