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JV

Jovan P. Vojvodic

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CRD#: 2205732
JV

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jovan Philip Vojvodic was a registered financial professional .

Jovan is a previously registered financial professional and started their career in finance in 1992. Jovan had worked at 8 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 17, 2021 - May 25, 2022

OPENDEAL BROKER LLC

BD
CRD#: 297797
NEW YORK, NY
Past

November 13, 2019 - February 19, 2021

OPENDEAL BROKER LLC

BD
CRD#: 291387
NEW YORK, NY
Past

September 27, 2016 - April 24, 2017

ANKURA CAPITAL ADVISORS, LLC

BD
CRD#: 114155
NEW YORK, NY
Past

August 11, 2010 - September 7, 2011

MADISON WILLIAMS AND COMPANY

BD
CRD#: 149530
HOUSTON, TX
Past

April 28, 2000 - April 1, 2010

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

July 8, 1999 - May 19, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

June 1, 1994 - May 16, 1995

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

August 2, 1993 - January 11, 1994

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

May 13, 1992 - June 9, 1993

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/30/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/3/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/13/2019
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


OB
OPENDEAL BROKER LLC
CAPITAL R | REPUBLIC SECURITIES | PHOTON SECURITIES LLC | OPENDEAL BROKER LLC

CRD#: 297797 / SEC#: , 8-70188

BD
Terminated by SEC on 04/03/2023
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 02/28/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
OPENDEAL INC.OWNER
SULLIVAN, CASEY AFINOP5166360
VISCI, GERARD MICHAELCCO2066721

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OPENDEAL BROKER LLC

CRD#: 297797

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