Casey Ardelle Sullivan
Professional Summary
Casey Ardelle Sullivan, who also goes by Casey Mccaffrey, Casey A Sullivan, is a registered financial advisor currently at MCS CAPITAL MARKETS LLC located in New York, New York and KKR CAPITAL MARKETS LLC located in New York, New York. Casey is registered as a RR (Registered Representative) and started their career in finance in 2009. Casey has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Casey Mccaffrey, Casey A Sullivan
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
KKR CAPITAL MARKETS LLC | KKR GLOBAL MARKETS LLC
Contact Information
Main Address
30 Hudson Yards, New York, NY 10001Mailing Address
30 Hudson Yards, New York, NY 10001Phone Number
(212) 750-8300Established
Delaware since 01/29/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KKR CAPITAL MARKETS HOLDINGS L.P. | SOLE MEMBER | — |
| KNOX, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINANCIAL/ OPERATIONS PRINCIPAL | 2605046 |
| KNOX, JOHN JOSEPH | PRINCIPAL OPERATING OFFICER | 2605046 |
| KNOX, JOHN JOSEPH | PRINCIPAL FINANCIAL OFFICER | 2605046 |
| MOGELOF, ERIC JAY | HEAD OF CLIENT PARTNER GROUP | 4558632 |
| SCHWARTZ, JEFFREY I. | CHIEF COMPLIANCE OFFICER | 4961301 |
| SMITH, ADAM | CHIEF EXECUTIVE OFFICER | 5748435 |
| THOMPSON, WILLIAM CADE | CHIEF OPERATING OFFICER | 4566364 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Casey Ardelle Sullivan's CRS (Customer Relationship Summary).
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