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JJ

Jeremy R. Johnson

S.L. REED & COMPANY
Los Angeles, CA 90025-3346
Some features on this profile are disabled
CRD#: 2205695
JJ

Professional summary

Jeremy Ronald Johnson is a registered financial professional currently at S.L. REED & COMPANY located in Los Angeles, California.

Jeremy is registered as a RR (Registered Representative) and started their career in finance in 1992. Jeremy has worked at 2 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 4, Series 53, Series 24, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeremy Ronald Johnson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 5, 2022 - Present

S.L. REED & COMPANY

Office #1: 11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025-3346Office #2: 11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025-3346
BD
CRD#: 40744
Los Angeles, CA
Past

June 4, 2021 - December 20, 2021

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SALT LAKE CITY, UT
Past

May 15, 2002 - April 19, 2021

S.L. REED & COMPANY

BD
CRD#: 40744
LOS ANGELES, CA
Past

January 22, 1992 - November 29, 2001

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(12/23/2024)
RR
California
(1/5/2022)
RR
Connecticut
(12/23/2024)
RR
Idaho
(12/23/2024)
RR
Massachusetts
(8/18/2025)
RR
Michigan
(12/23/2024)
RR
Nevada
(11/3/2024)
RR
New Mexico
(12/23/2024)
RR
Oregon
(12/23/2024)
RR
Texas
(12/23/2024)
RR
Utah
(1/5/2022)
RR
Washington
(12/23/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 1/27/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/3/1994
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/20/1992
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/25/2012
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/16/2004
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/13/2002
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/20/2000
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 9/16/2000
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

SR
S.L. REED & COMPANY
S. L. REED & COMPANY | S.L. REED & COMPANY

CRD#: 40744 / SEC#: , 8-49178

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025-3346
Mailing Address
11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025-3346
Phone number
(310) 893-3030
Established
California since 01/19/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE WINDWARD CAPITAL GROUP, INC.SOLE SHAREHOLDER
BRANT, DAVID ROBERTFINOPS OFFICER2718478
JOHNSON, JEREMY RONALDDIRECTOR OF COMPLIANCE2205695
RISSER, SUZANNE LOUISECCO1303694
ROBILLARD, JOSEPH COLINCEO & PRESIDENT5865733

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

S.L. REED & COMPANY

CRD#: 40744Los Angeles, CA 90025-3346

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