William B. Molloy
Professional summary
William Brian Molloy, who also goes by Billy Molloy, is a registered financial professional currently at NEWBRIDGE SECURITIES CORPORATION located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1993. William has worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Brian Molloy's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2019 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 211 East 43rd Street, Suite 1300, New York, NY 10017January 3, 2017 - May 9, 2019
VOYA FINANCIAL ADVISORS, INC.
May 31, 2016 - December 31, 2016
VOYA FINANCIAL ADVISORS, INC.
November 19, 2007 - June 24, 2016
INVESTORS CAPITAL CORP.
September 21, 2005 - December 5, 2007
NATIONAL SECURITIES CORPORATION
April 8, 2005 - September 26, 2005
SUMMIT BROKERAGE SERVICES, INC.
May 1, 2002 - May 3, 2005
KIRLIN SECURITIES INC.
August 29, 2001 - May 1, 2002
CAPITAL GROWTH FINANCIAL, LLC
November 8, 2000 - September 26, 2001
HAPOALIM SECURITIES USA, INC.
July 10, 1998 - October 31, 2000
TRADE.COM ONLINE SECURITIES, INC.
February 12, 1998 - November 20, 1998
LCP CAPITAL CORP.
January 20, 1998 - February 11, 1998
FIRST SECURITY INVESTMENTS, INC.
March 18, 1994 - February 1, 1998
NICHOLS, SAFINA, LERNER & CO. INC.
August 25, 1993 - March 23, 1994
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2019)
(6/5/2019)
(7/11/2019)
(5/15/2019)
(7/26/2019)
Exams
FINRA
Nasdaq Stock Market
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
