Richard E. Freitag
Professional summary
Richard Emil Freitag, CFP®, who also goes by Rich Freitag, is a registered financial advisor currently at FREITAG FINANCIAL GROUP, LLC located in Charlotte, North Carolina.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Richard has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Emil Freitag's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2009
Experience
July 28, 2009 - Present
FREITAG FINANCIAL GROUP, LLC
Office #1: 15720 Brixham Hill Ave Suite 300, Charlotte, NC 28277June 27, 2007 - February 13, 2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 19, 2007 - February 13, 2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 25, 2006 - July 21, 2006
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 2, 2003 - July 21, 2006
TD AMERITRADE, INC.
October 9, 1992 - July 21, 2006
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/28/2009)
(7/31/2009)
Exams
Series 8
Date: 11/14/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FREITAG FINANCIAL GROUP, LLC
CRD#: 150444 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 159 |
| AUM (Assets Under Management) | $ 49,167,200 |
Red Flags
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