Conrad J. Hopkins
Professional summary
Conrad Joseph Hopkins is a registered financial professional currently at BTIG, LLC located in Garden City, New York.
Conrad is registered as a RR (Registered Representative) and started their career in finance in 1997. Conrad has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Conrad Joseph Hopkins's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2017 - Present
BTIG, LLC
Office #1: 100 Quentin Roosevelt Blvd Suite 103, Garden City, NY 11530May 31, 2016 - July 12, 2017
AUERBACH GRAYSON & COMPANY LLC
July 2, 2012 - February 24, 2016
VIRTU AMERICAS LLC
July 2, 2003 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
October 20, 1999 - July 7, 2003
CITIGROUP GLOBAL MARKETS INC.
December 1, 1997 - December 1, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2017)
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(6/12/2017)
(6/12/2017)
(6/15/2017)
(6/12/2017)
(4/23/2019)
(6/12/2017)
(6/12/2017)
(6/12/2017)
(6/12/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/21/2004
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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