RV
Robert V. Villaflor
SPROTT ASSET MANAGEMENT USA
Darien, CT 06820
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CRD#: 2202057
RV
Professional summary
Robert Virgil Villaflor, who also goes by Robert VIrgil Villiflor, is a registered financial advisor currently at SPROTT ASSET MANAGEMENT USA INC. located in Darien, Connecticut and SPROTT GLOBAL RESOURCE INVESTMENTS LTD located in Carlsbad, California.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Robert has worked at 5 firms and has passed the Series 66, Series 63, Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Virgil Villiflor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SPROTT ASSET MANAGEMENT USA INC.; INVESTMENT RELATED, WHOLLY OWNED SUBSIDIARY OF SPROTT U.S. HOLDINGS, INC.; 1910 PALOMAR AIRPORT WAY, SUITE 200, CARLSBAD, CA 92008; SEC REGISTERED INVESTMENT ADVISOR; CHIEF EXECUTIVE OFFICER; EFFECTIVE JULY 2017; AROUND 12 HOURS DEVOTED WEEKLY; HOURS DEVOTED FLUCTUATE DURING TRADING HOURS AS NEEDED; DUTIES INCLUDE OVERSIGHT, STRATEGIC PLANNING AND EXECUTION OF ADVISORY SERVICES. RENTAL PROPERTY; Not Investment-Related; 122 Fulbrite Lane, Schaumburg, IL 60194; Owner/Landlord; May 2024; 1 hour/month devoted to the business, with 1 hour/month devoted during trading hours; Duties include collecting rent and meeting the needs of the tenant.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Virgil Villaflor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 29, 2016 - Present
SPROTT ASSET MANAGEMENT USA INC.
Office #1: 320 Post Road Suite 230, Darien, CT 06820RIA
CRD#: 139022
Darien, CT
Current
June 9, 2015 - Present
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
Office #1: 1910 Palomar Point Way Suite 200, Carlsbad, CA 92008Office #2: 1910 Palomar Point Way Suite 200, Carlsbad, CA 92008BD
CRD#: 35878
Carlsbad, CA
Past
February 18, 2015 - June 1, 2015
REGAL ADVISORY SERVICES, INC.
RIA
CRD#: 123842
GLENVIEW, IL
Past
June 9, 1993 - June 1, 2015
REGAL SECURITIES, INC.
BD
CRD#: 7297
GLENVIEW, IL
Past
September 28, 1992 - June 1, 1993
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SPROTT ASSET MANAGEMENT USA INC.
SPROTT ASSET MANAGEMENT USA INC. | TERRA RESOURCE INVESTMENT MANAGEMENT, INC. | TERRA RESOURCE INVESTMENT MANAGEMENT INC. | SPROTT WEALTH MANAGEMENT | SPROTT FAMILY OFFICE
CRD#: 139022 / SEC#: 801-66131
RIA
Registered Investment Advisory firm - (2/1/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/9/2015)
IAR
California(3/29/2016)
RR
Illinois(6/9/2015)
RR
Massachusetts(9/28/2020)
RR
Texas(7/30/2024)
RR
Wisconsin(6/9/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/19/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SPROTT ASSET MANAGEMENT USA INC.
SPROTT ASSET MANAGEMENT USA INC. | TERRA RESOURCE INVESTMENT MANAGEMENT, INC. | TERRA RESOURCE INVESTMENT MANAGEMENT INC. | SPROTT WEALTH MANAGEMENT | SPROTT FAMILY OFFICE
CRD#: 139022 / SEC#: 801-66131
RIA
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Contact information
Main Address
320 Post Road Suite 230, Darien, CT 06820
Mailing Address
Phone number
(203) 656-2400
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,613 |
| AUM (Assets Under Management) | $ 4,636,738,041 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
