Michael Zitzner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Zitzner, who also goes by Michael Raymond Zitzner, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2013 - December 16, 2013
WTS PROPRIETARY TRADING GROUP LLC
May 20, 2011 - December 23, 2011
DIMENSION TRADING GROUP, LLC
June 11, 2008 - April 8, 2011
ROCHDALE SECURITIES LLC
September 17, 1996 - July 18, 2008
J.P. MORGAN SECURITIES LLC
November 9, 1994 - September 20, 1996
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/7/1999
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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