KP
Kelly Powers
CETERA INVESTMENT ADVISERS LLC
HAUPPAUGE, NY 11788
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CRD#: 2200928
KP
Professional summary
Kelly Powers, who also goes by Kelly D Hoffman, Kelly Delaisne Hoffman, Kelly Hoffman, Kelly D Powers, Kelly Delaisne Powers, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Hauppauge, New York and CETERA WEALTH SERVICES, LLC located in Hauppauge, New York.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Kelly has worked at 10 firms and has passed the Series 65, Series 66, Series 63, Series 52TO, SIE, Series 7, Series 24, Series 53 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kelly D Hoffman | Kelly Delaisne Hoffman | Kelly Hoffman | Kelly D Powers | Kelly Delaisne Powers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)S & P ASSOCIATES OF LI, INC. DBA S&P FINANCIAL SERVICES AND DBA S&P FINANCIAL POSITION: VICE PRESIDENT NATURE: WE OFFER CLIENTS, INVESTMENT MANAGEMENT, RETIREMENT PLANNING, ESTATE PLANNING, AND OVERALL FINANCIAL PLANNING THROUGH S&P FINANCIAL SERVICES. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/02/2021 ADDRESS: 1300 VETERANS HIGHWAY, SUITE 120, HAUPPAUGE NY 11788, United States DESCRIPTION: MANAGE AND REVIEW INVESTMENT PORTFOLIOS, MANAGE CLIENT RELATIONSHIPS, REVIEW AND APPROVE TRADES, MONITOR MODELS AND REBALANCE, FINANCIAL PLANNING, RETIREMENT PLANNING, TAX PLANNING 2)INSURANCE SALES- EQUITABLE, MASS MUTUAL AND ANNUCO POSITION: AGENT NATURE: Sales of fixed life insurance to retail and commercial customers.? INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2021 ADDRESS: 1300 VETERANS MEMORIAL HWY, SUITE 120, HAUPPAUGE NY 11788, United States DESCRIPTION: promote the sale of fixed life insurance, prospect clients, process paperwork? 4)FINEST RETIREMENT SERVICES POSITION: FINANCIAL ADVISOR NATURE: TO PROVIDE FINANCIAL SERVICES TO CLIENTS INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/12/2024 ADDRESS: 1300 VETERANS HWY, SUITE 120, HAUPPAUGE NY 11788, United States DESCRIPTION: PROVIDING FINANCIAL SERVICES TO CLIENTS OF FINEST RETIREMENT.
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Powers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1300 Veterans Memorial Hwy Suite 310, Hauppauge, NY 11788RIA
CRD#: 105644
HAUPPAUGE, NY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1300 Veterans Memorial Hwy Suite 120, Hauppauge, NY 11788BD
CRD#: 13572
Hauppauge, NY
Past
November 14, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Hauppauge, NY
Past
November 14, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Hauppauge, NY
Past
July 16, 2021 - November 16, 2023
OSAIC WEALTH, INC.
RIA
CRD#: 23131
HAUPPAUGE, NY
Past
July 16, 2021 - November 16, 2023
OSAIC WEALTH, INC.
BD
CRD#: 23131
HAUPPAUGE, NY
Past
August 28, 2020 - July 19, 2021
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
MELVILLE, NY
Past
August 26, 2020 - July 19, 2021
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
MELVILLE, NY
Past
January 28, 2014 - August 31, 2020
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
WOODBURY, NY
Past
September 24, 2013 - August 31, 2020
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
WOODBURY, NY
Past
September 24, 2004 - September 25, 2013
OSAIC WEALTH, INC.
BD
CRD#: 23131
HUNTINGTON, NY
Past
July 30, 1999 - October 14, 2004
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
MELVILLE, NY
Past
July 6, 1999 - October 14, 2004
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
July 7, 1994 - June 22, 1999
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
February 10, 1994 - June 24, 1994
KIDDER, PEABODY & CO. INCORPORATED
BD
CRD#: 7613
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Hampshire(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
IAR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Hauppauge, NY 11788TRUST BUT VERIFY
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Contact information
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