Bradley Grove Treichler
Professional Summary
Bradley Grove Treichler, who also goes by Brad Treichler, was a registered financial advisor. Bradley was a previously registered financial professional and started their career in finance 1992 - 2020. Bradley had worked at 14 firms and has passed the Series 65, Series 63, Series 7TO, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 14, Series 27, Series 24, Series 10, Series 9, Series 53, Series 4 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brad Treichler
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
ICE SECURITIES EXECUTION & CLEARING, LLC | ICE SECURITIES EXECUTION AND CLEARING, LLC
Contact Information
Main Address
1345 6th Avenue 8th Floor, New York, NY 10105Mailing Address
1345 6th Avenue 6th Floor, New York, NY 10105Phone Number
(914) 313-4250Established
Delaware since 10/04/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Oct 2022About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jul 1998Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 2022About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 2022About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jan 1994Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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