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Daniel Borunda

CRD# 2200398·Registered 1992 - 1997
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Borunda, who also goes by Danny Borunda, was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1992 - 1997. Daniel had worked at 5 firms and has passed the Series 63 and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Danny Borunda

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

DOUGLAS SCOTT SECURITIES, INC.·CRD# 39032
BD
Plano, TX
August 1, 1997 - December 31, 1997
REEF SECURITIES, INC.·CRD# 31951
BD
Richardson, TX
September 25, 1993 - February 6, 1995
GIBRALTAR SECURITIES, INC.·CRD# 28620
BD
June 16, 1992 - August 12, 1992
INVESTAMERICA FINANCIAL SERVICES CORPORATION·CRD# 18613
BD
April 30, 1992 - June 15, 1992
FRANCIS ANTHONY SECURITIES, INC.·CRD# 27336
BD
Dallas, TX
April 30, 1992 - April 13, 1993

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Current Firm

DS
DOUGLAS SCOTT SECURITIES, INC.

DOUGLAS SCOTT SECURITIES, INC.

CRD#: 39032 / SEC#: 8-48506
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

1700 Alma Dr Suite 110a, Plano, TX 75075

Mailing Address

1700 Alma Dr Suite 110a, Plano, TX 75075

Phone Number

(972) 235-8468

Established

Texas since 07/17/1995

Firm Type

Corporation

Fiscal Year End

October

Firm Size

Small

FINRA licenses (29 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MANN, JEFFREY DOUGLASPRESIDENT/CHIEF EXECUTIVE OFFICER2429708
KELTNER, ERIC RYANCHIEF COMPLIANCE OFFICER, CHIEF FINOP4901381

Disclosures

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1997About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jul 1997About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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