Joseph A. Beringhelli
Professional summary
Joseph Anthony Beringhelli, who also goes by Joe Beringhelli, Joseph Beringhelli, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Dumont, New Jersey.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1992. Joseph has worked at 6 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Anthony Beringhelli's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2014 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 71 Washington Ave, Dumont, NJ 07628-3025January 29, 1997 - August 22, 1997
SUMMIT EQUITIES, INC.
March 1, 1996 - January 8, 1997
MML INVESTORS SERVICES, LLC
October 26, 1994 - March 1, 1996
G. R. PHELPS & CO., INC.
March 10, 1992 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
March 10, 1992 - September 21, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/23/2014)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
