Peter A. Signori
Professional summary
Peter Anthony Signori JR is a registered financial professional currently at BREAN CAPITAL, LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1992. Peter has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Anthony Signori JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2015 - Present
BREAN CAPITAL, LLC
Office #1: 505 Fifth Avenue 5th Floor, New York, NY 10017April 29, 2013 - April 9, 2015
CRT CAPITAL GROUP LLC
September 22, 2008 - October 17, 2008
BROADPOINT DESCAP
September 22, 2008 - April 15, 2013
GLEACHER & COMPANY SECURITIES, INC.
June 20, 2006 - October 9, 2007
RBC CAPITAL MARKETS, LLC
August 24, 2005 - June 12, 2006
J.P. MORGAN SECURITIES INC.
May 3, 2004 - August 2, 2005
PIPER SANDLER & CO.
January 23, 1997 - May 3, 2004
EASTERN POINT SECURITIES, INC.
January 23, 1992 - August 14, 1995
SANWA UNIVERSAL SECURITIES CO., LLC
January 23, 1992 - August 14, 1995
SANWA SECURITIES (USA) CO., L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(8/22/2016)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(6/29/2015)
(2/13/2023)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(5/14/2015)
(6/17/2024)
(5/14/2015)
(5/14/2015)
(7/22/2019)
Exams
FINRA
Nasdaq Stock Market
Current Firm
BREAN CAPITAL, LLC
CRD#: 23723 / SEC#: , 8-40742
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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