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Francis J. Gilday

INLET SECURITIES
New Smyrna Beach, FL 32168
Some features on this profile are disabled
CRD#: 2198718
FG

Professional summary


Francis Joseph Gilday, who also goes by Frank J Gilday IV, Frank Joseph Gilday Iv, Frank Joseph Gilday, is a registered financial professional currently at INLET SECURITIES, LLC located in New Smyrna Beach, Florida.

Francis is registered as a RR (Registered Representative) and started their career in finance in 1992. Francis has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Frank J Gilday Iv | Frank Joseph Gilday Iv | Frank Joseph Gilday

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Francis Joseph Gilday's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 6, 2006 - Present

INLET SECURITIES, LLC

Office #1: 122 Faulkner St, New Smyrna Beach, FL 32168Office #2: 122 Faulkner St, New Smyrna Beach, FL 32168
BD
CRD#: 140278
New Smyrna Beach, FL
Past

February 27, 2002 - October 18, 2006

PERROTT, MATHER & GILDAY, INC.

BD
CRD#: 38186
WINDERMERE, FL
Past

October 8, 2001 - December 6, 2001

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

December 1, 1999 - August 21, 2001

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

March 1, 1993 - November 17, 1999

FAIRCHILD FINANCIAL GROUP, INC.

BD
CRD#: 21404
NEW YORK, NY
Past

July 10, 1992 - March 11, 1993

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

February 21, 1992 - July 28, 1992

J. W. GANT & ASSOCIATES, INC.

BD
CRD#: 7963
Past

February 7, 1992 - February 28, 1992

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/3/2006)
RR
Colorado
(7/24/2024)
RR
Florida
(9/13/2006)
RR
Hawaii
(5/16/2007)
RR
Illinois
(7/13/2022)
RR
Maine
(5/9/2017)
RR
New Mexico
(11/1/2017)
RR
Pennsylvania
(10/25/2006)
RR
Tennessee
(8/12/2024)
RR
Texas
(8/7/2017)
RR
Washington
(9/10/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/15/2004
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


IS
INLET SECURITIES, LLC
INLET SECURITIES, LLC

CRD#: 140278 / SEC#: , 8-67301

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
122 Faulkner St, New Smyrna Beach, FL 32168
Mailing Address
122 Faulkner St, New Smyrna Beach, FL 32168
Phone number
(386) 426-2440
Established
Florida since 08/18/2005
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GILDAY, FRANK JOSEPH IVMANAGING MEMBER, CHIEF EXECUTIVE OFFICER2198718
GILDAY, JESSICA TMANAGING MEMBER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, FINOP3010865

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INLET SECURITIES, LLC

CRD#: 140278New Smyrna Beach, FL 32168

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