DN
Donna M. Negus
CETERA INVESTMENT ADVISERS LLC
GOODLETTSVILLE, TN
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CRD#: 2198709
DN
Professional summary
Donna Morgan Negus, who also goes by Donna Morgan Mason, Donna Mason Poindexter, Donna Poindexter, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Goodlettsville, Tennessee and CETERA WEALTH SERVICES, LLC located in Goodlettsville, Tennessee.
Donna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Donna has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Donna Morgan Mason | Donna Mason Poindexter | Donna Poindexter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: CENTRAL ILLINOIS GROUP LLC, DBA LIFEWISE WEALTH ADVISORS
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: ENTITY FOR BUSINESS OPERATION AND DBA NAME
START DATE: 1/2019
POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 40
BRIEF DESCRIPTION OF DUTIES: PROVIDE ADVISORY AND BROKERAGE SERVICES TO CLIENTS.
2. NAME OF OTHER BUSINESS: CARLETON FINANCIAL INC
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: C CORP FOR BUSINESS OPERATION
POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE AND IAR
START DATE: 6/2009
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 40
BRIEF DESCRIPTION OF DUTIES: PROVIDE ADVISORY AND BROKERAGE SERVICES TO CLIENTS
CRS (Client Relationship Summary) - RIA
Click below to view Donna Morgan Negus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
GOODLETTSVILLE, TN
Current
January 31, 2019 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
GOODLETTSVILLE, TN
Past
January 31, 2019 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CHAMPAIGN, IL
Past
May 31, 2005 - February 20, 2019
IPI WEALTH MANAGEMENT, INC.
RIA
CRD#: 111872
GOODLETTESVILLE, TN
Past
July 17, 2001 - February 20, 2019
INVESTMENT PLANNERS, INC.
BD
CRD#: 18557
SPRINGFIELD, TN
Past
February 4, 1999 - January 24, 2000
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
September 24, 1993 - November 3, 1998
TRUIST SECURITIES, INC.
BD
CRD#: 6271
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/5/2019)
RR
Alaska(12/17/2020)
RR
Arizona(2/22/2019)
RR
California(2/22/2019)
RR
Colorado(2/22/2019)
RR
Connecticut(2/22/2019)
RR
Delaware(5/29/2025)
RR
Florida(2/22/2019)
RR
Georgia(2/22/2019)
RR
Illinois(1/31/2019)
RR
Kansas(3/13/2019)
RR
Maine(2/22/2019)
RR
Maryland(2/27/2019)
RR
Massachusetts(2/22/2019)
RR
Michigan(4/12/2019)
RR
Minnesota(2/19/2021)
RR
Missouri(10/18/2022)
RR
Montana(2/22/2019)
RR
New Hampshire(2/22/2019)
RR
New Jersey(2/22/2019)
RR
New Mexico(3/8/2019)
RR
New York(2/22/2019)
RR
North Carolina(2/22/2019)
RR
Ohio(2/22/2019)
RR
Oklahoma(2/27/2023)
RR
Pennsylvania(2/22/2019)
RR
South Carolina(2/22/2019)
RR
Tennessee(1/31/2019)
IAR
Tennessee(6/29/2023)
RR
Texas(3/29/2019)
IAR
Texas(6/29/2023)
RR
Virginia(2/22/2019)
RR
Washington(10/30/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
