Fred M. Dorushkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Marc Dorushkin, who also goes by Dorin Dorushkin, was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1992. Fred had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2001 - June 2, 2004
KIRLIN SECURITIES INC.
October 6, 1998 - September 10, 2001
LADENBURG CAPITAL MANAGEMENT INC.
May 29, 1992 - September 4, 1998
FIRST ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KIRLIN SECURITIES INC.
CRD#: 21210 / SEC#: , 8-38749
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 24 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
