Thomas Patrick Forest
Professional Summary
Thomas Patrick Forest, who also goes by Thomas P Forest, is a registered financial advisor currently at FIRST HEARTLAND CAPITAL, INC. located in Alpine, Utah. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas P Forest
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
FIRST HEARTLAND CAPITAL, INC.
Contact Information
Main Address
4101 Lake St. Louis Blvd., Lake St. Louis, MO 63367Mailing Address
4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367Phone Number
(636) 625-0900Established
Missouri since 10/01/2005Firm Type
Other Types of Legal FormationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/3/2006)
(1/3/2006)
(10/8/2007)
(1/3/2006)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1992About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Patrick Forest's CRS (Customer Relationship Summary).
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