PM
Philip S. Morgan
KESTRA ADVISORY SERVICES
BURLINGTON, NJ 08016
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CRD#: 2191565
PM
Professional summary
Philip Stone Morgan JR is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Burlington, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Burlington, New Jersey.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Philip has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Drake, Lehner & Morgan, LLC Investment Related: Yes Address: 442 High Street Burlington NJ 08016 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Owner Start Date: 1/1/2004 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sales and Service Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
CRS (Client Relationship Summary) - RIA
Click below to view Philip Stone Morgan JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 442 High Street,, Burlington, NJ 08016RIA
CRD#: 283330
BURLINGTON, NJ
Current
June 28, 2004 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 442 High Street, Burlington, NJ 08016BD
CRD#: 42046
Burlington, NJ
Past
January 23, 2007 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
BURLINGTON, NJ
Past
July 2, 2004 - January 25, 2007
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
BURLINGTON, NJ
Past
January 20, 2004 - January 25, 2007
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
BURLINGTON, NJ
Past
March 17, 2003 - January 21, 2004
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
BALA CYNWYD, PA
Past
February 20, 2003 - January 21, 2004
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
October 11, 2002 - March 6, 2003
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
MT LAUREL, NJ
Past
June 4, 2001 - March 6, 2003
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
December 10, 1992 - May 1, 2001
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
October 6, 1992 - May 24, 2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/24/2022)
RR
Delaware(6/28/2004)
RR
District of Columbia(6/16/2022)
RR
Florida(5/20/2020)
RR
Georgia(1/23/2015)
RR
Iowa(3/17/2006)
RR
Maryland(1/27/2023)
RR
Massachusetts(8/25/2020)
RR
Minnesota(9/12/2025)
RR
New Hampshire(4/6/2021)
RR
New Jersey(6/30/2004)
IAR
New Jersey(4/20/2016)
RR
New York(6/28/2004)
RR
North Carolina(7/27/2015)
RR
Pennsylvania(1/25/2007)
RR
South Carolina(7/27/2015)
RR
Texas(7/1/2024)
IAR
Texas(7/2/2024)
RR
Utah(7/25/2023)
RR
Washington(7/11/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/21/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
