Michael J. Rood

RCA WEALTH STRATEGIES LLC

Overland Park, KS 66210

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CRD#: 2191065

Professional summary

Michael Joseph Rood, who also goes by Mike Rood, is a registered financial advisor currently at RCA WEALTH STRATEGIES LLC located in Overland Park, Kansas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Michael has worked at 12 firms and has passed the Series 66, Series 63, Series 7TO, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Rood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Michael J Rood is an independent licensed insurance agent. RCA Assurance Strategies, LLC; agent; Not Investment Related; 11011 King Street Ste 150 Overland Park KS 66210; Description: Insurance agency promoting life insurance and fixed annuities; Responsibilities: Implement life insurance and fixed annuities with clients; Start date: 2025-06-01; 8 Hours per month devoted to business during trading hours; 8 Hours per month devoted to business outside trading hours; 10 Percent of total yearly compensation expected to be derived from the business. Federal Benefits Information Center; Regional Educator; Not Investment Related; 9040 Town Center Parkway Lakewood Ranch FL 34202; Description: Marketing organization that specializes in educating federal employees on their benefits now and for retirement; Responsibilities: Meeting with federal employees and educating them on how to best use their benefits today and for retirement; Start date: 2025-06-01; 16 Hours per month devoted to business during trading hours; 16 Hours per month devoted to business outside trading hours; 10 Percent of total yearly compensation expected to be derived from the business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Rood's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2021 - Present

RCA WEALTH STRATEGIES LLC

Office #1: 11011 King Street Suite 150, Overland Park, KS 66210

RIA

CRD#: 315915

Overland Park, KS

Past

September 18, 2020 - November 2, 2020

SECURITIES AMERICA, INC.

CRD#: 10205

Overland Park, KS

Past

June 3, 2019 - October 28, 2021

INSIGHT FINANCIAL SERVICES

RIA

CRD#: 147518

OVERLAND PARK, KS

Past

June 3, 2019 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

Overland Park, KS

Past

February 1, 2013 - June 28, 2019

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

OVERLAND PARK, KS

Past

February 1, 2013 - June 28, 2019

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

OVERLAND PARK, KS

Past

August 30, 2002 - January 9, 2013

NEW ENGLAND SECURITIES

RIA

CRD#: 615

OVERLAND PARK, KS

Past

August 20, 2002 - January 9, 2013

NEW ENGLAND SECURITIES

CRD#: 615

OVERLAND PARK, KS

Past

November 6, 2001 - July 29, 2002

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Past

December 16, 1998 - November 5, 2001

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

December 16, 1998 - November 5, 2001

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

November 21, 1996 - January 1, 1999

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

Past

November 29, 1991 - February 26, 1996

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 29, 1991 - February 26, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(1/10/2025)

IAR

California
(5/22/2023)

IAR

Kansas
(10/27/2021)

IAR

Louisiana
(3/25/2024)

IAR

Missouri
(10/28/2021)

IAR

Nebraska
(10/28/2021)

IAR

Texas
(11/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/25/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/24/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/19/2024

General Securities Representative Examination

General Industry/Product Exam

Series 52TO

Date: 3/19/2024

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/27/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/19/2024

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 3/19/2024

Municipal Securities Principal Examination

Current Firm

RCA WEALTH STRATEGIES LLC

CRD#: 315915 / SEC#:

Alabama

Registered Investment Advisory firm - (1/10/2025 Approved)

California

Registered Investment Advisory firm - (5/22/2023 Approved)

Kansas

Registered Investment Advisory firm - (10/18/2021 Approved)

Louisiana

Registered Investment Advisory firm - (3/25/2024 Approved)

Missouri

Registered Investment Advisory firm - (9/13/2021 Approved)

Nebraska

Registered Investment Advisory firm - (10/19/2021 Approved)

Texas

Registered Investment Advisory firm - (11/4/2021 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (10/10/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

11011 King Street Suite 150, Overland Park, KS 66210

Mailing Address

Phone number

(913) 391-6381

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	575
AUM (Assets Under Management)	$ 54,656,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Rood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Rood's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA, INC.

INSIGHT FINANCIAL SERVICES

SECURITIES SERVICE NETWORK, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

SUNSET FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/25/2002

Series 63

Date: 5/24/1999

Series 7TO

Date: 3/19/2024

Series 52TO

Date: 3/19/2024

SIE

Date: 10/1/2018

Series 7

Date: 11/27/1991

Series 24

Date: 3/19/2024

Series 53

Date: 3/19/2024

Current Firm

RCA WEALTH STRATEGIES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RCA WEALTH STRATEGIES LLC

TRUST BUT VERIFY

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