Christopher Buzaid
Professional summary
Christopher Buzaid, who also goes by Christopher Joseph Buzaid, is a registered financial professional currently at MESIROW FINANCIAL, INC. located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1991. Christopher has worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Buzaid's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2022 - Present
MESIROW FINANCIAL, INC.
Office #1: 140 East 45 Street Suite 31(b), New York, NY 10017June 12, 2019 - October 21, 2022
CITIGROUP GLOBAL MARKETS INC.
June 12, 2019 - October 21, 2022
CITI PRIVATE ALTERNATIVES, LLC
December 26, 2017 - February 22, 2019
MORGAN STANLEY
September 8, 2016 - May 14, 2019
MORGAN STANLEY & CO. LLC
August 24, 2010 - December 18, 2017
MORGAN STANLEY
August 18, 2010 - December 18, 2017
MORGAN STANLEY
September 27, 2004 - July 1, 2010
NATWEST MARKETS SECURITIES INC.
March 5, 2003 - September 15, 2004
FHN FINANCIAL SECURITIES CORP.
January 4, 2001 - May 1, 2001
JPMSI
May 24, 1996 - March 7, 2003
J.P. MORGAN SECURITIES INC.
May 2, 1996 - May 24, 1996
J.P. MORGAN SECURITIES INC.
January 30, 1996 - May 2, 1996
CIBC WORLD MARKETS CORP.
April 27, 1995 - December 20, 1995
FINANCIAL SQUARE PARTNERS
November 12, 1991 - February 13, 1995
UBS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/23/2012
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
MESIROW FINANCIAL, INC.
CRD#: 2764 / SEC#: , 8-28816
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MESIROW FINANCIAL HOLDINGS, INC. | MAJORITY SHAREHOLDER | |
| MESIROW FINANCIAL SERVICES, INC. | MINORITY SHAREHOLDER | |
| PRICE, RICHARD SCOTT | DIRECTOR | 367760 |
| HAYES, MARY JO MOON | CHIEF COMPLIANCE OFFICER | 1196353 |
| JACOBSON, STEPHEN DAVID | SENIOR MANAGING DIRECTOR | 1353790 |
| KEIG, JESSE JOSEPH | CFO | 5268961 |
| LEVINE, JEFFREY MICHAEL | CEO/PRESIDENT | 5627249 |
| OAKLEY, ADAM JOEL | SENIOR MANAGING DIRECTOR, INVESTMENT BANKING | 4795934 |
| PRICE, BRIAN DAVID | CHAIRMAN, INVESTMENT BANKING DIVISION | 5192466 |
| WALDROP, TODD E. | SENIOR MANAGING DIRECTOR | 4194147 |
Disclosures
| Regulatory Event | 18 |
| Civil Event | 1 |
| Bond | 2 |
Red Flags
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