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FIRM PROFILE
Overview
MESIROW FINANCIAL, INC. is located at 353 N. Clark Street, Chicago, IL 60654 and was first established at Chicago, Delaware in 10/12/1982. After operating for 43 years, MESIROW FINANCIAL, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MESIROW FINANCIAL, INC.’s clients are individuals and 0% of their clients are high net worth individuals. MESIROW FINANCIAL, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MESIROW FINANCIAL, INC. are registered to handle securities or provide financial advice. The firm has 21 disclosures, 18 being regulatory events, 3 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MESIROW FINANCIAL, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MESIROW FINANCIAL, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for MESIROW FINANCIAL, INC. Comes From
Understanding the Statistics for MESIROW FINANCIAL, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
353 N. Clark Street, Chicago, IL 60654
353 N. Clark Street, Chicago, IL 60654
Medium
(312) 595-6000
Delaware since 10/12/1982
Corporation
March
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| MESIROW FINANCIAL HOLDINGS, INC. | MAJORITY SHAREHOLDER | ||
| MESIROW FINANCIAL SERVICES, INC. | MINORITY SHAREHOLDER | ||
| PRICE, RICHARD SCOTT | DIRECTOR | 367760 | |
| FARR, CHRISTOPHER DAYNE | CFO | 3239925 | |
| HAYES, MARY JO MOON | CHIEF COMPLIANCE OFFICER | 1196353 | |
| JACOBSON, STEPHEN DAVID | SENIOR MANAGING DIRECTOR | 1353790 | |
| KEIG, JESSE JOSEPH | DIRECTOR | 5268961 | |
| LEVINE, JEFFREY MICHAEL | CEO/PRESIDENT | 5627249 | |
| OAKLEY, ADAM JOEL | SENIOR MANAGING DIRECTOR, INVESTMENT BANKING | 4795934 | |
| PRICE, BRIAN DAVID | CHAIRMAN, INVESTMENT BANKING DIVISION | 5192466 | |
| WALDROP, TODD E. | SENIOR MANAGING DIRECTOR | 4194147 |
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Advisor's working at MESIROW FINANCIAL, INC.
William Anthony Maniscalco
Jennifer Eve Rosenblum
William Allan Robbins II
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