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Jennifer Lynn Foxson

CIMA®
INVESCO DISTRIBUTORS
NEW YORK, NY
·CRD# 2188381·34 years experience

Professional Summary

Jennifer Lynn Foxson, CIMA®, who also goes by Jennifer Lynn Foxson, Jennifer Lynn Sexton, is a registered financial advisor currently at INVESCO DISTRIBUTORS, INC. located in New York, New York. Jennifer is registered as a RR (Registered Representative) and started their career in finance in 1992. Jennifer has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jennifer Lynn Foxson, Jennifer Lynn Sexton

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CIMA®
Certified Investment Management Analyst

Years of Experience

34 years in the financial services industry

Current & Past Employments

INVESCO DISTRIBUTORS, INC.·CRD# 7369
BD
225 Liberty St 11th Floor, New York, NY 10281
January 13, 2020 - Present
OFI PRIVATE INVESTMENTS INC·CRD# 107807
RIA
New York, NY
September 13, 2000 - December 19, 2005
OPPENHEIMERFUNDS DISTRIBUTOR, INC.·CRD# 7834
BD
New York, NY
May 1, 1992 - December 12, 2019

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Current Firm

ID
INVESCO DISTRIBUTORS, INC.

A I M DISTRIBUTORS, INC. | INVESCO DISTRIBUTORS, INC. | INVESCO AIM DISTRIBUTORS, INC. (EFFECTIVE 03/31/08) | INVESCO AIM DISTRIBUTORS, INC. | A.I.M. DISTRIBUTORS, INC. | A I M DISTRIBUTORS, INC.

CRD#: 7369 / SEC#: 8-21323
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

11 Greenway Plaza Suite 1000, Houston, TX 77046-1173

Mailing Address

11 Greenway Plaza Suite 1000, Houston, TX 77046-1173

Phone Number

(713) 214-1919

Established

Delaware since 11/18/1976

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
INVESCO ADVISERS, INC.DIRECT OWNER—
GREGSON, MARK WILLIAMCHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATING OFFICER/FINOP2630230
HANCOCK, TRISHA BELLCHIEF COMPLIANCE OFFICER4373744
HARRIS, JERRY CLINTON IIDIRECTOR3275064
KRAMER, BRIAN KEITHDIRECTOR4132102
MCDONOUGH, JOHN CARLINPRESIDENT/CEO/DIRECTOR2363299
WISDOM, CRISSIE MCMENNAMYANTI-MONEY LAUNDERING COMPLIANCE OFFICER2793857

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(1/13/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2001About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jennifer Lynn Foxson's CRS (Customer Relationship Summary).

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