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Trisha Bell Hancock

INVESCO DISTRIBUTORS
HOUSTON, TX
·CRD# 4373744·25 years experience

Professional Summary

Trisha Bell Hancock, who also goes by Trisha Ann Bell, Trisha Ann Hancock, is a registered financial advisor currently at INVESCO DISTRIBUTORS, INC. located in Houston, Texas and INVESCO CAPITAL MARKETS, INC. located in Houston, Texas. Trisha is registered as a RR (Registered Representative) and started their career in finance in 2006. Trisha has worked at 3 firms and has passed the Series 52TO, Series 79TO, SIE, Series 7, Series 6, Series 14, Series 24...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Trisha Ann Bell, Trisha Ann Hancock

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

INVESCO DISTRIBUTORS, INC.·CRD# 7369
BD
11 Greenway Plaza Suite 100, Houston, TX 77046
June 18, 2001 - Present
INVESCO CAPITAL MARKETS, INC.·CRD# 6939
BD
11 Greenway Plaza Suite 1000, Houston, TX 77046
June 9, 2010 - Present
FUND MANAGEMENT COMPANY·CRD# 25585
BD
Houston, TX
June 19, 2007 - December 7, 2007
FUND MANAGEMENT COMPANY·CRD# 25585
BD
Houston, TX
September 25, 2006 - November 20, 2006

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Current Firm

IC
INVESCO CAPITAL MARKETS, INC.

INVESCO CAPITAL MARKETS, INC. | ZEDD SECURITIES | VAN KAMPEN/AMERICAN CAPITAL DISTRIBUTORS, INC. | VAN KAMPEN MERRITT INC. | VAN KAMPEN FUNDS INC. | VAN KAMPEN FILKIN & MERRITT INC. | VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC.

CRD#: 6939 / SEC#: 8-19412
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

11 Greenway Plaza Suite 1000, Houston, TX 77046

Mailing Address

11 Greenway Plaza Suite 1000, Houston, TX 77046

Phone Number

(713) 214-1919

Established

Delaware since 11/01/1974

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
INVESCO ADVISERS, INC.OWNER—
GEYER, WILLIAM SENGDIRECTOR AND CO-PRESIDENT2250035
GREGSON, MARK WILLIAMCHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/FINOP2630230
HANCOCK, TRISHA BELLCHIEF COMPLIANCE OFFICER4373744
HARTIGAN, BRIAN CHRISTOPHERDIRECTOR AND CO-PRESIDENT4227272
SAUERBORN, THOMAS JPRINCIPAL OPERATIONS OFFICER1554859
WISDOM, CRISSIE MCMENNAMYANTI-MONEY LAUNDERING COMPLIANCE OFFICER2793857

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2008About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2001About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Aug 2018About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Mar 2005About the Series 26 exam
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Trisha Bell Hancock's CRS (Customer Relationship Summary).

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