Christopher D. Seiple

BFC PLANNING

MAUMEE, OH 43528

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CRD#: 2185271

Professional summary

Christopher David Seiple, ChFC®, CLU®, who also goes by Chris Seiple, is a registered financial advisor currently at BFC PLANNING, INC. located in Maumee, Ohio and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Naples, Florida.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Christopher has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Seiple

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CHRISTOPHER SEIPLE-N-NAPLES, FL-CONDO RENTAL-OWNER-8/2003-2-1-CONDO IS RENTED OUT FOR APPROXIMATELY 6 MONTHS PER YEAR. 2. SEIPLE FINANCIAL GROUP, INC - Y-TOLEDO, OH-FIXED INSURANCE-AGENT-7/1996-80-1-SALES OF FIXED INSURANCE PRODUCTS. 3. UNITED ROOFING AND SHEET METAL INC-N-HOLLAND, OH-CONSTRUCTION COMPANY-CONSULTANT-1/2000-2-0-REFERS BUSINESS TO FATHER'S CONSTRUCTION COMPANY. 4. ARS GREAT LAKES INC-N-MAUMEE, OH-CONSULTANT-11/2012-2-0-REFERS BUSINESS TO FATHER'S CONSTRUCTION COMPANY. 5. SEIPLE FINANCIAL, INC-Y-SECURITIES & INVESMENT SALES-OWNER/REGISTERED REPRESENTATIVE-9/2006-80-1-SALES OF SECURITIES PRODUCTS. 6. 33 FOR CHARITY-N-MAUMEE, OH-CHARITY-TREASURER-8/2015-5-0-COLLECT AND DEPOSIT FUNDS FOR FUNDRAISING EVENTS & DISTRIBUTE CHECKS TO CHARITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher David Seiple's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

December 11, 2013 - Present

BFC PLANNING, INC.

Office #1: 7255 Progress St, Maumee, OH 43528

RIA

CRD#: 119682

MAUMEE, OH

Current

March 31, 2003 - Present

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Office #2: 7255 Progress St, Holland, OH 43528

RIA

CRD#: 13609

Naples, FL

Past

September 4, 2003 - December 11, 2013

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

TOLEDO, OH

Past

January 21, 1998 - March 31, 2003

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CRD#: 2864

BRYAN, OH

Past

August 29, 1996 - January 16, 1998

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

October 30, 1991 - September 27, 1996

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BFC PLANNING, INC.

1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(7/15/2022)

Florida
(4/1/2003)

Michigan
(3/31/2003)

Ohio
(3/31/2003)

IAR

Ohio
(12/11/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/7/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/29/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/10/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BFC PLANNING, INC.

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

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Contact information

Main Address

4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 447-5700

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFC PLANNING ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	8,756
AUM (Assets Under Management)	$ 2,026,848,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher D. Seiple

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher David Seiple's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

VESTAX SECURITIES CORPORATION

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

BFC PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/29/1999

Series 63

Date: 5/7/1992

SIE

Date: 10/1/2018

Series 7

Date: 2/4/1993

Series 6

Date: 10/29/1991

Series 24

Date: 2/10/1998

FINRA

Current Firm

BFC PLANNING, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BFC PLANNING, INC.

TRUST BUT VERIFY

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