AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CK

Christopher King

HORNOR, TOWNSEND & KENT
Conshohocken, PA 19428
Some features on this profile are disabled
CRD#: 2184456
CK
Christopher KingHORNOR, TOWNSEND & KENT

Professional summary

Christopher King, who also goes by Christopher Nels King, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Conshohocken, Pennsylvania.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Christopher has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 4, Series 24, Series 53 and Series 8 exams.

Aliases

Christopher Nels King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ST JOSEPH’S COLLEGIATE INSTITUTE | INVESTMENT RELATED: NO | DBA NAME: NA | POSITION HELD: SPORTS BUS DRIVER | ADDRESS: 845 KENMORE AVE, BUFFALO, NY 14223 | START DATE: 04/2026 | NATURE OF ACTIVITY: TRANSPORTATION | APPROX HRS PER MTH: 6 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: DRIVING HIGH SCHOOL STUDENTS TO SPORTS EVENTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher King's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Christopher King's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 17, 2026 - Present

HORNOR, TOWNSEND & KENT, LLC

Office #1: 161 Washington St Suite 1111, Conshohocken, PA 19428
RIA
BD
CRD#: 4031
Conshohocken, PA
Current

August 17, 2026 - Present

HORNOR, TOWNSEND & KENT, LLC

Office #1: 161 Washington St Suite 1111, Conshohocken, PA 19428
RIA
BD
CRD#: 4031
Conshohocken, PA
Past

May 29, 2026 - August 12, 2026

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Amherst, NY
Past

May 28, 2026 - August 12, 2026

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Amherst, NY
Past

January 3, 2024 - February 6, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
BUFFALO, NY
Past

January 3, 2024 - February 6, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

June 9, 2021 - November 14, 2023

LPL FINANCIAL LLC

RIA
CRD#: 6413
BUFFALO, NY
Past

June 9, 2021 - November 14, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
BUFFALO, NY
Past

August 3, 2020 - June 9, 2021

M&T SECURITIES, INC.

RIA
CRD#: 17358
BUFFALO, NY
Past

August 9, 2011 - June 9, 2021

M&T SECURITIES, INC.

BD
CRD#: 17358
BUFFALO, NY
Past

April 13, 2011 - July 18, 2011

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
BUFFALO, NY
Past

February 12, 2007 - March 25, 2011

M&T SECURITIES, INC.

BD
CRD#: 17358
BUFFALO, NY
Past

January 23, 2006 - January 31, 2007

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

August 14, 2002 - March 26, 2004

SCOTTRADE, INC.

BD
CRD#: 8206
ST. LOUIS, MO
Past

May 23, 2000 - April 22, 2002

M&T SECURITIES, INC.

BD
CRD#: 17358
BALTIMORE, MD
Past

December 11, 1991 - January 27, 2000

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

November 11, 1991 - December 3, 1991

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715

RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/17/2026)
IAR
New York
(8/17/2026)
RR
Pennsylvania
(8/17/2026)
IAR
Pennsylvania
(8/18/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/1/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/11/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/3/2024
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/3/2024
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/7/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/10/2011
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/25/2010
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 8/5/2009
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 3/4/1993
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715

RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Loading...

Contact information

Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

HTK ADVISORY SERVICES DISCLOSURE BROCHURE - ADV PART 2A (8/12/2025)
HTK WRAP FEE PROGRAM BROCHURE - PART 2A APPENDIX (8/12/2025)

Direct owners and executive officers

NamePositionCRD#
1847 FINANCIAL LLCSHAREHOLDER
GUNZENHAUSER, RADFORD MICHAELFINOP7253452
HUCKERBY, KEITH GORDONMANAGER2641591
MASON, ANN-MARIECHIEF LEGAL OFFICER AND SECRETARY7145020
MULLER, NIKI LEEPRINCIPAL OPERATIONS OFFICER7364066
NAGENGAST, HEATHER JILLPRESIDENT, MANAGER5300554
O'MALLEY, DAVID MICHAELCHAIRMAN AND MANAGER4468593
ROBINSON, VICTORIA MARIECHIEF COMPLIANCE OFFICER, MANAGER4556827
WYANT, JUSTINMANAGER8146157

Regulatory assets under management

Total Number of Accounts31,522
AUM (Assets Under Management)$ 7,753,847,039

Disclosures

Regulatory Event11
Arbitration6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031Conshohocken, PA 19428

TRUST BUT VERIFY

Monitor Christopher King

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Paul B Mullen
Paul MullenAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
Horsham, PA
Robert Charles Boland
Robert BolandAdvisorCheck Check Mark
RBC CAPITAL MARKETS, LLC
IAR
RR
Malvern, PA
Peter F Gaertner
Peter GaertnerAdvisorCheck Check Mark
ROFFMAN MILLER ASSOCIATES INC
IAR
PHILADELPHIA, PA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.