Monte M. Koch
Professional summary
Monte Merritt Koch is a registered financial professional currently at MISCHLER FINANCIAL GROUP, INC. located in Stamford, Connecticut.
Monte is registered as a RR (Registered Representative) and started their career in finance in 1995. Monte has worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Monte Merritt Koch's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2025 - Present
MISCHLER FINANCIAL GROUP, INC.
Office #1: Harbor Landing 46 Southfield Avenue, Suite 200, Stamford, CT 06902December 18, 2015 - July 17, 2020
BDT & MSD PARTNERS, LLC
March 23, 2015 - December 15, 2015
MISCHLER FINANCIAL GROUP, INC.
June 14, 1999 - April 15, 2013
DEUTSCHE BANK SECURITIES INC.
August 1, 1996 - June 14, 1999
DB ALEX. BROWN LLC
September 18, 1995 - August 1, 1996
WOLFENSOHN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/16/2024
General Securities Representative ExaminationSeries 79TO
Date: 3/16/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MISCHLER FINANCIAL GROUP, INC.
CRD#: 37818 / SEC#: , 8-48067
Contact information
FINRA licenses (49 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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