RW
Randall E. White
TRICAPITAL WEALTH MANAGEMENT
Charlotte, NC 28210
Some features on this profile are disabled
CRD#: 2182519
RW
Professional summary
Randall Eugene White, CFP®, who also goes by Randall White, Randy White, is a registered financial advisor currently at TRICAPITAL WEALTH MANAGEMENT, INC. located in Charlotte, North Carolina and OSAIC WEALTH, INC. located in Charlotte, North Carolina.
Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Randall has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Estate Planning
Comprehensive Financial Planni...
Retirement Planning
Insurance Planning
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
Randall White | Randy White
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TriCapital Wealth Management, Inc.; Investment related: yes; 6115 Park South Drive, Suite 330, Charlotte, NC 28210; Nature or Structure of Business: Insurance Agency; Position: President; Start date: 06/1999; hours per month: 2; securities trading hours 0; Duties: Insurance agent and broker 2) TriCapital Wealth Management, Inc.; Investment related: yes; 6115 Park South Drive, Suite 330, Charlotte, NC 28210; Nature or Structure of Business: RIA; Position: IAR and President; Start date: 06/1999; hours per month: 175; securities trading hours 6.5; Duties: Financial Planning, Investment Management 3) TriCapital Wealth Management, Inc.; Investment related: yes; 6115 Park South Drive, Suite 330, Charlotte, NC 28210; Nature or Structure of Business: Sub S Corporation; Position: President; Start date: 02/1999; hours per month: 175; securities trading hours 150; Duties: Owner, primarily responsible of client relationships and firm management 4) Louis M. Helms, Jr. Will, Trust/ Anita B. Helms, Will, Trust; 6910 Highway 49 North, Mtl Pleasant, NC 28124; Not investment related; pourover will and revocable trust; successor executor and successor trustee; 11/21/2017; Zero hours per month; Zero hours per day; 5) Louis M. Helms Jr. and Anita B. Helms Charitable Foundation; 6910 Highway 49 North Mt. Pleasant, NC 28124; Not investment related; charity; director; 12/2007; 2 hours per month; zero hours per day; distributing annual charitable gifts. 6) TRICAPITAL WEALTH MANAGEMENT, INC. POSITION: President NATURE: Sub S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 150 START DATE: 02/19/1999 ADDRESS: 6115 Park South Drive, Suite 330, Charlotte NC 28210, United States DESCRIPTION: Owner, primarily responsible for client relationships, reviews and firm management 7) TRICAPITAL WEALTH MANAGEMENT, INC. POSITION: Insurance agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/19/1999 ADDRESS: 6115 Park South Drive, Suite 330, Charlotte NC 28210, United States DESCRIPTION: Insurance agent and broker 8) TRICAPITAL WEALTH MANAGEMENT, INC. POSITION: President NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 6 START DATE: 06/19/1999 ADDRESS: 6115 Park South Drive, Suite 330, Charlotte NC 28210, United States DESCRIPTION: Financial Planning, Investment Management 9) LOUIS M. HELMS AND ANITA B. HELMS CHARITABLE FOUNDATION POSITION: Secretary NATURE: Charitable Foundation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 12/20/2007 ADDRESS: 6910 Highway 49 North, Mt. Pleasant NC 28124, United States DESCRIPTION: Assist foundation board president with management of Family Foundation 10) ANITA B. HELMS WILL AND TRUST POSITION: Successor executor and successor trustee NATURE: Pourover will and trust INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1999 ADDRESS: 6910 Highway 49 North, Mt. Pleasant NC 28124, United States DESCRIPTION: Successor executor and successor trustee
CRS (Client Relationship Summary) - RIA
Click below to view Randall Eugene White's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
February 3, 2003 - Present
TRICAPITAL WEALTH MANAGEMENT, INC.
Office #1: Three South Executive Park 6115 Park South Drive, Suite 330, Charlotte, NC 28210RIA
CRD#: 118788
Charlotte, NC
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: Three South Executive Park 6115 Park South Drive, Suite 330, Charlotte, NC 28210RIA
BD
CRD#: 23131
Charlotte, NC
Past
March 5, 2015 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Charlotte, NC
Past
April 10, 2014 - March 6, 2015
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CHARLOTTE, NC
Past
February 24, 2000 - December 31, 2002
TRICAPITAL WEALTH MANAGEMENT, INC.
RIA
CRD#: 118788
CHARLOTTE, NC
Past
July 18, 1994 - March 6, 2015
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
CHARLOTTE, NC
Past
March 3, 1993 - July 18, 1994
KEOGLER, MORGAN & COMPANY, INC.
BD
CRD#: 16546
ATLANTA, GA
Past
October 10, 1991 - March 6, 1993
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TRICAPITAL WEALTH MANAGEMENT, INC.
TRICAPITAL FINANCIAL GROUP, INC. | TRICAPITAL WEALTH MANAGEMENT, INC.
CRD#: 118788 / SEC#: 801-123572
RIA
Registered Investment Advisory firm - (3/31/2022 Approved)North Carolina
Registered Investment Advisory firm - (4/11/2022 Terminated)South Carolina
Registered Investment Advisory firm - (4/8/2022 Terminated)Texas
Registered Investment Advisory firm - (12/31/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(8/23/2024)
RR
Georgia(8/23/2024)
RR
New York(8/23/2024)
IAR
North Carolina(2/3/2003)
RR
North Carolina(8/23/2024)
RR
Pennsylvania(8/23/2024)
IAR
South Carolina(9/20/2016)
RR
South Carolina(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TW
TRICAPITAL WEALTH MANAGEMENT, INC.
TRICAPITAL FINANCIAL GROUP, INC. | TRICAPITAL WEALTH MANAGEMENT, INC.
CRD#: 118788 / SEC#: 801-123572
RIA
Registered Investment Advisory firm - (3/31/2022 Approved)North Carolina
Registered Investment Advisory firm - (4/11/2022 Terminated)South Carolina
Registered Investment Advisory firm - (4/8/2022 Terminated)Texas
Registered Investment Advisory firm - (12/31/2016 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Three South Executive Park 6115 Park South Drive, Suite 330, Charlotte, NC 28210
Mailing Address
Phone number
(704) 571-8778
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 178 |
| AUM (Assets Under Management) | $ 118,748,487 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
