Jamie B. Millett
Professional summary
Jamie Bradley Millett is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Niskayuna, New York.
Jamie is registered as a RR (Registered Representative) and started their career in finance in 1993. Jamie has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jamie Bradley Millett's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2012 - Present
PURSHE KAPLAN STERLING INVESTMENTS
November 7, 2011 - November 19, 2012
CANTELLA & CO., INC.
July 12, 1999 - November 4, 2011
NEXT FINANCIAL GROUP, INC.
January 29, 1993 - July 12, 1999
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/26/2019)
(4/13/2017)
(12/11/2012)
(3/11/2013)
(6/21/2017)
(12/11/2012)
(4/8/2014)
(1/29/2013)
(4/27/2018)
(1/13/2017)
(1/25/2013)
(1/9/2015)
(12/10/2012)
(9/15/2014)
(12/10/2012)
(2/6/2014)
(7/25/2013)
(9/27/2013)
(10/19/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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