Donald Robert Pollard
Professional Summary
Donald Robert Pollard, who also goes by Don Pollard, is a registered financial advisor currently at WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC. located in Shelton, Connecticut and BMI CAPITAL INTERNATIONAL LLC located in New York, New York. Donald is registered as a RR (Registered Representative) and started their career in finance in 1992. Donald has worked at 34 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10, Series 14, Series 24,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Don Pollard
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
ADELPHI STOCK BROKERS | ADELPHI STOCK BROKERS INC.
Contact Information
Main Address
40 Cornwall Lane, Sands Point, NY 11050Mailing Address
40 Cornwall Lane, Sands Point, NY 11050Phone Number
(646) 479-1146Established
Delaware since 01/24/2020Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/24/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1997SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Donald Robert Pollard's CRS (Customer Relationship Summary).
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