Brian J. Byrnes
Professional summary
Brian Joseph Byrnes is a registered financial professional currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Jacksonville, Florida.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1993. Brian has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Joseph Byrnes's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2008 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 4465 Glen Kernan Parkway E., Jacksonville, FL 32224September 26, 2005 - May 23, 2008
DWS DISTRIBUTORS, INC.
June 1, 2005 - August 3, 2005
GUARDIAN INVESTOR SERVICES LLC
February 17, 2004 - February 3, 2005
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
February 15, 2001 - February 18, 2004
ENTERPRISE FUND DISTRIBUTORS, INC.
June 5, 1997 - March 13, 2001
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
August 9, 1996 - May 13, 1997
BISYS SHELF B/D (1), INC.
May 26, 1994 - October 6, 1995
CITIGROUP GLOBAL MARKETS INC.
April 21, 1993 - May 23, 1994
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2017)
(12/11/2024)
(6/17/2008)
(6/17/2008)
Exams
FINRA
Current Firm
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 18353 / SEC#: , 8-36540
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | 2693999 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 18353Jacksonville, FL 32224TRUST BUT VERIFY
Monitor Brian Byrnes
Get automatic monthly alerts on:
