JB
John F. Bright
BRIGHT INVESTMENTS
Auburn, AL 36832
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CRD#: 2179467
JB
Professional summary
John Frederick Bright is a registered financial advisor currently at BRIGHT INVESTMENTS, LLC located in Auburn, Alabama.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. John has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Frederick Bright's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 11, 2015 - Present
BRIGHT INVESTMENTS, LLC
Office #1: 570 Devall Drive Suite 303, Auburn, AL 36832RIA
CRD#: 269955
Auburn, AL
Past
April 7, 2004 - February 2, 2015
AVONDALE PARTNERS, LLC
BD
CRD#: 46838
NASHVILLE, TN
Past
April 26, 2000 - October 23, 2002
JOHNSON RICE & COMPANY L.L.C.
BD
CRD#: 19524
NEW ORLEANS, LA
Past
October 21, 1998 - April 18, 2000
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
November 30, 1992 - October 4, 1996
W. H. REAVES & CO., INC.
BD
CRD#: 3140
JERSEY CITY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BRIGHT INVESTMENTS, LLC
BRIGHT INVESTMENTS, LLC
CRD#: 269955 / SEC#: 801-120845
RIA
Registered Investment Advisory firm - (4/16/2021 Approved)Alabama
Registered Investment Advisory firm - (4/21/2021 Terminated)Arkansas
Registered Investment Advisory firm - (4/21/2021 Terminated)Colorado
Registered Investment Advisory firm - (4/26/2021 Terminated)Florida
Registered Investment Advisory firm - (4/21/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/22/2021 Terminated)Tennessee
Registered Investment Advisory firm - (4/28/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(12/11/2015)
IAR
Tennessee(12/11/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BRIGHT INVESTMENTS, LLC
BRIGHT INVESTMENTS, LLC
CRD#: 269955 / SEC#: 801-120845
RIA
Registered Investment Advisory firm - (4/16/2021 Approved)Alabama
Registered Investment Advisory firm - (4/21/2021 Terminated)Arkansas
Registered Investment Advisory firm - (4/21/2021 Terminated)Colorado
Registered Investment Advisory firm - (4/26/2021 Terminated)Florida
Registered Investment Advisory firm - (4/21/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/22/2021 Terminated)Tennessee
Registered Investment Advisory firm - (4/28/2021 Terminated)PREMIUM
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Contact information
Main Address
570 Devall Drive Suite 303, Auburn, AL 36832
Mailing Address
Phone number
(334) 321-2321
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 139,769,621 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/16/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BRIGHT INVESTMENTS, LLC
CRD#: 269955Auburn, AL 36832TRUST BUT VERIFY
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Contact information
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