Ralph A. Peluso
Professional summary
Ralph A Peluso is a registered financial professional currently at LAZARD ASSET MANAGEMENT SECURITIES LLC located in New York, New York.
Ralph is registered as a RR (Registered Representative) and started their career in finance in 1991. Ralph has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ralph A Peluso's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2011 - Present
LAZARD ASSET MANAGEMENT SECURITIES LLC
Office #1: 30 Rockefeller Plaza 56th Floor, New York, NY, 10112March 3, 2006 - September 23, 2010
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
December 1, 2005 - December 20, 2005
FRANKLIN DISTRIBUTORS, LLC
October 1, 2003 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
November 5, 2002 - September 4, 2003
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
September 20, 2000 - April 12, 2002
GOLDK INVESTMENT SERVICES, INC
March 6, 2000 - September 5, 2000
ORBITEX FUNDS DISTRIBUTOR, INC.
December 16, 1991 - January 10, 2000
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
CRD#: 129119 / SEC#: , 8-66201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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