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LM

Lawrence G. Martel

OPTIMX SECURITIES LLC
WESTPORT, CT 06880
Some features on this profile are disabled
CRD#: 2177025
LM

Professional summary

Lawrence Gilbert Martel, who also goes by Larry Martel Jr, Lawrence Filbert Martel Jr, Lawrence G Martel, Lawrence Gilbert Martel Jr, Lawrence G Martel, is a registered financial professional currently at OPTIMX SECURITIES LLC located in Westport, Connecticut.

Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1991. Lawrence has worked at 10 firms and has passed the Series 63, Series 3, SIE, Series 87, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Larry Martel Jr | Lawrence Filbert Martel Jr | Lawrence G Martel | Lawrence Gilbert Martel Jr | Lawrence G Martel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lawrence Gilbert Martel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 9, 2024 - Present

OPTIMX SECURITIES LLC

Office #1: 101 Franklin Street Suite 4, Westport, CT 06880
BD
CRD#: 290963
WESTPORT, CT
Past

December 26, 2023 - January 31, 2024

JAVELIN SECURITIES, LLC

BD
CRD#: 107473
COHASSET, MA
Past

April 9, 2021 - November 15, 2024

ATREYU TRADING

BD
CRD#: 175371
concord, MA
Past

February 11, 2016 - January 8, 2021

WILLIAM O'NEIL SECURITIES

BD
CRD#: 894
BOSTON, MA
Past

January 2, 2013 - January 21, 2016

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 30107
BOSTON, MA
Past

December 11, 2007 - January 18, 2013

PULSE TRADING, INC.

BD
CRD#: 104022
BOSTON, MA
Past

March 3, 2006 - December 7, 2007

MOORS & CABOT FINANCIAL ADVISORS, LLC

BD
CRD#: 132798
BOSTON, MA
Past

February 11, 2005 - December 7, 2007

MOORS & CABOT, INC.

BD
CRD#: 594
BOSTON, MA
Past

June 29, 1992 - June 3, 1994

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

November 5, 1991 - January 30, 1992

HIBBARD BROWN & CO., INC.

BD
CRD#: 18246

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/9/2024)
RR
Massachusetts
(4/28/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/23/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 10/11/2023
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 6/19/2008
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 6/23/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 6/8/2006
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/5/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OS
OPTIMX SECURITIES LLC
OPTIMX SECURITIES LLC | SURFTRADE LLC

CRD#: 290963 / SEC#: , 8-70041

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
101 Franklin Street Suite 4, Westport, CT 06880
Mailing Address
101 Franklin Street Suite 4, Westport, CT 06880
Phone number
(310) 907-6370
Established
Nevada since 12/01/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OPTIMX MARKETSOWNER
BARNETT, DAVID ALLENCEO4478679
LEGAYE, DANIEL EUGENE SRFINOP1055035
MARTEL, LAWRENCE GILBERTCCO2177025

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPTIMX SECURITIES LLC

CRD#: 290963Westport, CT 06880

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