Lawrence Gilbert Martel
Professional Summary
Lawrence Gilbert Martel, who also goes by Larry Martel Jr, Lawrence Filbert Martel Jr, Lawrence G Martel, Lawrence Gilbert Martel Jr, Lawrence G Martel, is a registered financial advisor currently at OPTIMX SECURITIES LLC located in Westport, Connecticut. Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1991. Lawrence has worked at 10 firms and has passed the Series 63, Series 3, SIE, Series 87, Series 7, Series 14...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Larry Martel Jr, Lawrence Filbert Martel Jr, Lawrence G Martel, Lawrence Gilbert Martel Jr, Lawrence G Martel
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
OPTIMX SECURITIES LLC | SURFTRADE LLC
Contact Information
Main Address
101 Franklin Street Suite 4, Westport, CT 06880Mailing Address
101 Franklin Street Suite 4, Westport, CT 06880Phone Number
(310) 907-6370Established
Nevada since 12/01/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (24 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/9/2024)
(4/28/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Jun 2008About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Lawrence Gilbert Martel's CRS (Customer Relationship Summary).
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