Jerolyn D. Newton

CAPITAL INVESTMENT GROUP

Raleigh, NC 27609

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CRD#: 2172318

Professional summary

Jerolyn Deerman Newton, who also goes by Jerolyn Rae Deerman, Jerolyn Deerman Holbrook, is a registered financial professional currently at CAPITAL INVESTMENT GROUP, INC. located in Raleigh, North Carolina.

Jerolyn is registered as a RR (Registered Representative) and started their career in finance in 1997. Jerolyn has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jerolyn Rae Deerman | Jerolyn Deerman Holbrook

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jerolyn Deerman Newton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2004 - Present

CAPITAL INVESTMENT GROUP, INC.

Office #1: 100 E. Six Forks Road Ste 200, Raleigh, NC 27609

CRD#: 14752

Raleigh, NC

Past

November 16, 2004 - December 31, 2017

CAPITAL INVESTMENT BROKERAGE, INC.

CRD#: 40657

RALEIGH, NC

Past

April 28, 1997 - June 21, 2004

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(7/29/2004)

Exams

State Security Law Exam

Series 63

Date: 6/6/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/2/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CAPITAL INVESTMENT GROUP, INC.

CAPITAL INVESTMENT COMPANIES | CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752 / SEC#: , 8-31225

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

100 E. Six Forks Road Ste 200, Raleigh, NC 27609

Mailing Address

P.o. Box 32249, Raleigh, NC 27622

Phone number

(919) 831-2370

Established

North Carolina since 01/06/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
R.B.S.B. FAMILY TRUST	OWNER
NICHOLSON, WILLIAM BATEMAN SR	SHAREHOLDER	2585041
BATTLE, RICHARD STAATS	SHAREHOLDER	2349045
BROOKS, BENJAMIN TIMOTHY III	PRESIDENT	2206321
BRYANT, RICHARD KING	CEO/TREASURER/FINOP/CO-TRUSTEE	1069685
DRESSLER, KURT ALAN	SHAREHOLDER	2381036
EDDINS, WILLIAM HAROLD JR	ASSISTANT VICE PRESIDENT	1724993
HARDEN, RONALD TODD	SHAREHOLDER	1528810
KING, RONALD LEE	CHIEF COMPLIANCE OFFICER	2530489
MCDONALD, CORNELIUS TRAWICK III	ASSISTANT VICE PRESIDENT	1288377
SADLER, SUZANNE BRYANT	CO-TRUSTEE	6313854

Disclosures

Regulatory Event	7
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jerolyn D. Newton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jerolyn Deerman Newton's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL INVESTMENT BROKERAGE, INC.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/6/1997

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/25/1997

Series 24

Date: 8/2/2004

FINRA

Current Firm

CAPITAL INVESTMENT GROUP, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CAPITAL INVESTMENT GROUP, INC.

TRUST BUT VERIFY

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