Hugh J. Marasa
Professional summary
Hugh John Marasa JR is a registered financial professional currently at LAIDLAW & COMPANY (UK) LTD. located in San Francisco, California.
Hugh is registered as a RR (Registered Representative) and started their career in finance in 1992. Hugh has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hugh John Marasa JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2010 - Present
LAIDLAW & COMPANY (UK) LTD.
Office #1: 315 Montgomery Street Suite 930, San Francisco, CA 94104June 12, 2009 - December 15, 2010
LANE CAPITAL MARKETS LLC
August 23, 2004 - June 9, 2009
LAIDLAW & COMPANY (UK) LTD.
May 21, 1992 - August 23, 2004
SANDS BROTHERS & CO., LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/20/2015)
(12/15/2010)
(3/8/2012)
(7/18/2011)
(7/14/2011)
(7/13/2011)
(2/11/2015)
(2/10/2015)
(7/13/2011)
(9/18/2014)
(2/10/2015)
(3/8/2012)
(6/19/2017)
(7/13/2011)
(6/25/2015)
(7/14/2011)
(3/8/2012)
(7/1/2014)
(7/14/2011)
(2/23/2015)
(3/8/2012)
(7/13/2011)
(7/13/2011)
(7/14/2011)
(10/19/2020)
(3/8/2012)
(3/13/2012)
(8/24/2011)
(2/12/2015)
(7/20/2011)
(3/8/2012)
(7/13/2011)
(8/26/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LAIDLAW & COMPANY (UK) LTD.
CRD#: 119037 / SEC#: , 8-53731
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
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