Thomas A. Niemczyk
Professional summary
Thomas Andrew Niemczyk, who also goes by Tom Andrew Niemczyk, Tom Niemczyk, is a registered financial professional currently at D. BORAL CAPITAL located in Woodbury, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Andrew Niemczyk's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 26, 2025 - Present
D. BORAL CAPITAL
Office #1: 60 Crossways Park Dr. W Suite 305, Woodbury, NY 11797February 29, 2012 - August 29, 2025
AEGIS CAPITAL CORP.
February 17, 2011 - February 29, 2012
PAULSON INVESTMENT COMPANY LLC
December 7, 2006 - February 16, 2011
JHS CAPITAL ADVISORS, LLC
February 17, 2006 - December 7, 2006
VISION SECURITIES INC.
January 15, 2003 - February 17, 2006
SALOMON GREY FINANCIAL CORPORATION
July 29, 2002 - October 14, 2002
ARCHER ALEXANDER SECURITIES CORPORATION
October 23, 2000 - July 12, 2002
WOODSTOCK FINANCIAL GROUP, INC.
May 6, 1997 - March 23, 1998
DUKE & CO., INC.
February 17, 1992 - December 20, 1996
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2025)
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Exams
FINRA
Nasdaq Stock Market
Current Firm
D. BORAL CAPITAL
CRD#: 103792 / SEC#: , 8-52280
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DBCH PARTNERS LLC | SHAREHOLDER | |
| AGRAWAL, SHARAD | CHIEF TECHNOLOGY OFFICER | 5115964 |
| BORAL, DAVID WALTER | CHIEF EXECUTIVE OFFICER | 5340753 |
| MERLIN, JARED | CHIEF COMPLIANCE OFFICER | 4222427 |
| WHALEN, RYAN JAMES | GENERAL COUNSEL | 7457347 |
| WIEDERLIGHT, PHILIP | CHIEF OPERATING OFFICER | 5856024 |
| WILDER, BRADLEY STEPHEN | FINOP | 7497819 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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